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Gladstone Investment Corp

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

0.71% less ownership

Funds ownership: 18.76%18.05% (-0.71%)

3% less capital invested

Capital invested by funds: $57.4M → $55.7M (-$1.64M)

7% less funds holding

Funds holding: 7166 (-5)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
Net Calls
+$131K
Net Calls Change
+$131K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$409K +$19.7K +2,097 +5%
RCA
27
Rowland Carmichael Advisors
Arizona
$396K
Millennium Management
28
Millennium Management
New York
$305K +$302K +32,153 New
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$292K +$289K +30,738 New
JP Morgan Chase
30
JP Morgan Chase
New York
$286K +$282K +29,988 +9,371%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$280K +$50.9K +5,410 +22%
CIM
32
Confluence Investment Management
Missouri
$279K
Mackenzie Financial
33
Mackenzie Financial
Ontario, Canada
$266K
WS
34
Wedbush Securities
California
$226K +$223K +23,776 New
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$184K -$111K -11,840 -38%
RJA
36
Raymond James & Associates
Florida
$180K -$75.8K -8,069 -30%
PPA
37
Parametric Portfolio Associates
Washington
$178K -$38 -4 -0%
EGA
38
Eagle Global Advisors
Texas
$163K -$9.4K -1,000 -6%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$162K +$6.87K +731 +4%
YP
40
Yellowstone Partners
Idaho
$162K +$161K +17,100 New
SI
41
Sprott Inc
Ontario, Canada
$161K
SWP
42
Stratos Wealth Partners
Ohio
$149K +$9.87K +1,050 +7%
LPL Financial
43
LPL Financial
California
$147K -$9.19K -978 -6%
Tudor Investment Corp
44
Tudor Investment Corp
Connecticut
$129K +$15.6K +1,660 +14%
CAMG
45
CWA Asset Management Group
Florida
$119K +$117K +12,500 New
DWM
46
Doyle Wealth Management
Florida
$113K +$112K +11,900 New
BTS
47
BB&T Securities
Virginia
$106K +$10.3K +1,092 +11%
CIBC World Market
48
CIBC World Market
Ontario, Canada
$98K +$526 +56 +0.5%
Creative Planning
49
Creative Planning
Kansas
$98K +$80.7K +8,589 +502%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$68K +$902 +96 +1%

GAIN Hedge Fund Activity: Q3 2017 in Review

66 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2017, worth a combined $55.7M — down 2.9% from $57.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 10 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 25 added.

The largest buyer was William Blair & Company, opening a new position worth an estimated $659K. The largest seller was Advisors Asset Management, cutting an estimated $1.3M.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2017, down from 71 in Q2 2017.
  • Funds reported $55.7M of Gladstone Investment Corp stock for Q3 2017, down 2.9% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q3 2017 and 13 closed out, a net change of -3 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2017 was William Blair & Company, an estimated $659K added.
  • The largest Gladstone Investment Corp seller in Q3 2017 was Advisors Asset Management, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2017.