GAIN icon

Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
–
Net Calls
+$131K
Net Calls Change
+$131K

Top Buyers

1
William Blair & Company
William Blair & Company
Illinois
+$666K
2
UBS Group
UBS Group
Switzerland
+$306K
3
Millennium Management
Millennium Management
New York
+$305K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$292K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$283K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.32M
2
GCP
GSA Capital Partners
United Kingdom
-$743K
3
Two Sigma Investments
Two Sigma Investments
New York
-$615K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$332K
5
VanEck Associates
VanEck Associates
New York
-$318K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$409K +$19.9K +2,097 +5%
RCA
27
Rowland Carmichael Advisors
Arizona
$396K – – –
Millennium Management
28
Millennium Management
New York
$305K +$305K +32,153 New
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$292K +$292K +30,738 New
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$286K +$283K +29,988 +9,371%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$280K +$51.3K +5,410 +22%
CIM
32
Confluence Investment Management
Missouri
$279K – – –
Mackenzie Financial
33
Mackenzie Financial
Ontario, Canada
$266K – – –
WS
34
Wedbush Securities
California
$226K +$226K +23,776 New
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$184K -$113K -11,840 -38%
RJA
36
Raymond James & Associates
Florida
$180K -$76.8K -8,069 -30%
PPA
37
Parametric Portfolio Associates
Washington
$178K -$38 -4 -0%
EGA
38
Eagle Global Advisors
Texas
$163K -$9.49K -1,000 -6%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$162K +$6.96K +731 +4%
YP
40
Yellowstone Partners
Idaho
$162K +$162K +17,100 New
SI
41
Sprott Inc
Ontario, Canada
$161K – – –
SWP
42
Stratos Wealth Partners
Ohio
$149K +$9.99K +1,050 +7%
LPL Financial
43
LPL Financial
California
$147K -$9.28K -978 -6%
Tudor Investment Corp
44
Tudor Investment Corp
Connecticut
$129K +$15.7K +1,660 +14%
CAMG
45
CWA Asset Management Group
Florida
$119K +$119K +12,500 New
DWM
46
Doyle Wealth Management
Florida
$113K +$113K +11,900 New
BTS
47
BB&T Securities
Virginia
$106K +$10.3K +1,092 +11%
CIBC World Market
48
CIBC World Market
Ontario, Canada
$98K +$533 +56 +0.5%
Creative Planning
49
Creative Planning
Kansas
$98K +$81.7K +8,589 +502%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$68K +$916 +96 +1%
1
2
3 4