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Gladstone Investment Corp
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Overview Fund Activity

62 hedge funds and large institutions have $55.2M invested in Gladstone Investment Corp in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
22
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$2.25M
2
UBS Group
UBS Group
Switzerland
+$1.22M
3
AIM
Advantage Investment Management
Iowa
+$1.1M
4
AAM
Advisors Asset Management
Colorado
+$491K
5
VanEck Associates
VanEck Associates
New York
+$472K

Top Sellers

1
AG
Algert Global
California
-$1.57M
2
HIM
Hillsdale Investment Management
Ontario, Canada
-$527K
3
Morgan Stanley
Morgan Stanley
New York
-$516K
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$488K
5
Two Sigma Investments
Two Sigma Investments
New York
-$189K
Name Holding Trade Value Shares
Change 		Shares
Change %
ACS
26
Archford Capital Strategies
Illinois
$375K – – –
Wells Fargo
27
Wells Fargo
California
$363K +$24.8K +2,731 +7%
Goldman Sachs
28
Goldman Sachs
New York
$362K +$35.1K +3,867 +11%
OAM
29
Oxford Asset Management
United Kingdom
$303K +$303K +33,396 New
WA
30
WFG Advisors
Texas
$280K -$109K -11,952 -28%
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$279K -$114K -12,603 -29%
RJA
32
Raymond James & Associates
Florida
$264K +$37.5K +4,130 +17%
Mackenzie Financial
33
Mackenzie Financial
Ontario, Canada
$254K +$109K +12,025 +75%
CA
34
Corrado Advisors
New Jersey
$222K -$161K -17,785 -42%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$218K +$14.3K +1,579 +7%
EGA
36
Eagle Global Advisors
Texas
$181K +$46.9K +5,170 +35%
PPA
37
Parametric Portfolio Associates
Washington
$169K +$64 +7 +0%
Citigroup
38
Citigroup
New York
$157K +$31.8K +3,507 +25%
SI
39
Sprott Inc
Ontario, Canada
$154K – – –
RCA
40
Rowland Carmichael Advisors
Arizona
$142K – – –
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$129K +$129K +14,170 New
SWP
42
Stratos Wealth Partners
Ohio
$111K – – –
Tudor Investment Corp
43
Tudor Investment Corp
Connecticut
$98K +$1.12K +123 +1%
Barclays
44
Barclays
United Kingdom
$95K +$95K +10,517 New
AIM
45
Acrospire Investment Management
Illinois
$77K -$55.5K -6,087 -42%
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$61K -$6.47K -715 -10%
JPMorgan Chase & Co
47
JPMorgan Chase & Co
New York
$58K -$488K -53,420 -89%
NSIM
48
North Star Investment Management
Illinois
$45K -$1.58K -175 -3%
PSUF
49
People's United Financial
Connecticut
$18K – – –
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$15K – – –
1
2
3