We are live on ! Find out more
GAIN icon

Gladstone Investment Corp

62 hedge funds and large institutions have $55.2M invested in Gladstone Investment Corp in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 18

10% more capital invested

Capital invested by funds: $50.3M → $55.2M (+$4.89M)

0.54% more ownership

Funds ownership: 19.63%20.17% (+0.54%)

6% less funds holding

Funds holding: 6662 (-4)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
22
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACS
26
Archford Capital Strategies
Illinois
$375K
Wells Fargo
27
Wells Fargo
California
$363K +$24.3K +2,731 +7%
Goldman Sachs
28
Goldman Sachs
New York
$362K +$34.4K +3,867 +11%
OAM
29
Oxford Asset Management
United Kingdom
$303K +$297K +33,396 New
WA
30
WFG Advisors
Texas
$280K -$106K -11,952 -28%
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$279K -$112K -12,603 -29%
RJA
32
Raymond James & Associates
Florida
$264K +$36.8K +4,130 +17%
Mackenzie Financial
33
Mackenzie Financial
Ontario, Canada
$254K +$107K +12,025 +75%
CA
34
Corrado Advisors
New Jersey
$222K -$158K -17,785 -42%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$218K +$14.1K +1,579 +7%
EGA
36
Eagle Global Advisors
Texas
$181K +$46K +5,170 +35%
PPA
37
Parametric Portfolio Associates
Washington
$169K +$62 +7 +0%
Citigroup
38
Citigroup
New York
$157K +$31.2K +3,507 +25%
SI
39
Sprott Inc
Ontario, Canada
$154K
RCA
40
Rowland Carmichael Advisors
Arizona
$142K
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$129K +$126K +14,170 New
SWP
42
Stratos Wealth Partners
Ohio
$111K
Tudor Investment Corp
43
Tudor Investment Corp
Connecticut
$98K +$1.1K +123 +1%
Barclays
44
Barclays
United Kingdom
$95K +$93.7K +10,517 New
AIM
45
Acrospire Investment Management
Illinois
$77K -$54.2K -6,087 -42%
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$61K -$6.37K -715 -10%
JP Morgan Chase
47
JP Morgan Chase
New York
$58K -$476K -53,420 -89%
NSIM
48
North Star Investment Management
Illinois
$45K -$1.56K -175 -3%
PSUF
49
People's United Financial
Connecticut
$18K
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$15K

GAIN Hedge Fund Activity: Q1 2017 in Review

62 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2017, worth a combined $55.2M — up 9.7% from $50.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GAIN and 7 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 22 added.

The largest buyer was BlackRock, opening a new position worth an estimated $2.21M. The largest seller was Algert Global, exiting entirely with an estimated $1.57M sold.

  • 62 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2017, down from 66 in Q4 2016.
  • Funds reported $55.2M of Gladstone Investment Corp stock for Q1 2017, up 9.7% quarter-over-quarter.
  • 7 funds opened new Gladstone Investment Corp positions in Q1 2017 and 9 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2017 was BlackRock, an estimated $2.21M added.
  • The largest Gladstone Investment Corp seller in Q1 2017 was Algert Global, an estimated $1.57M sold.

Based on aggregated 13F filings for Q1 2017.