GAIN icon

Gladstone Investment Corp
GAIN

Overview Fund Activity

55 hedge funds and large institutions have $54.8M invested in Gladstone Investment Corp in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
55
Holders Change
–
Holders Change %
0%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
14
Reduced
22
Closed
7
Calls
–
Puts
$75K
Net Calls
-$75K
Net Calls Change
-$75K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$9.34M
2
VBA
2
Van Berkom & Associates
Quebec, Canada
$17.5M
3
HCS
3
Harvest Capital Strategies
California
$298K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$369K
5
Deutsche Bank
5
Deutsche Bank
Germany
$191K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$210K
2
CIM
2
Confluence Investment Management
Missouri
$1.32M
3
UBS Group
3
UBS Group
Switzerland
$3.73M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Millennium Management
5
Millennium Management
New York
$444K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$210K -$769K -109,495 -79%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$197K -$198K -28,119 -50%
Deutsche Bank
28
Deutsche Bank
Germany
$191K +$160K +22,803 +507%
PPA
29
Parametric Portfolio Associates
Washington
$170K -$137K -19,497 -45%
NCCM
30
Nine Chapters Capital Management
New Jersey
$169K +$70.4K +10,000 +71%
YP
31
Yellowstone Partners
Idaho
$145K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$134K +$2.19K +313 +2%
Citigroup
33
Citigroup
New York
$134K +$19.1K +2,711 +17%
Tudor Investment Corp
34
Tudor Investment Corp
Connecticut
$116K -$26.7K -3,796 -19%
VKH
35
Virtu KCG Holdings
New York
$109K +$109K +15,470 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$93K +$8.18K +1,166 +10%
AIG
37
American International Group
New York
$81K – – –
SWP
38
Stratos Wealth Partners
Ohio
$76K +$3.54K +500 +5%
LPL Financial
39
LPL Financial
California
$75K -$5.79K -811 -7%
NSIM
40
North Star Investment Management
Illinois
$36K – – –
Simplex Trading
41
Simplex Trading
Illinois
$28K +$28K +4,000 New
PG
42
PEAK6 Group
Illinois
$21K +$21K +3,026 New
PI
43
PineBridge Investments
New York
$15K – – –
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
$12K – – –
Bank of America
45
Bank of America
North Carolina
$10K -$204K -28,555 -95%
ASN
46
Advisory Services Network
Georgia
$10K – – –
WA
47
WFG Advisors
Texas
$10K – – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$6K -$13.6K -2,000 -69%
HR
49
Howe & Rusling
New York
$5K – – –
WCM
50
Windsor Capital Management
Arizona
$5K +$5K +800 New
1
2
3