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Gladstone Investment Corp
GAIN

Overview Fund Activity

55 hedge funds and large institutions have $64.5M invested in Gladstone Investment Corp in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 18 reducing their positions, and 11 closing their positions.

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
16
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$4.88M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.48M
3
Millennium Management
3
Millennium Management
New York
$831K
4
AL
4
AJO LP
Pennsylvania
$203K
5
CMBA
5
C.M. Bidwell & Associates
Hawaii
$194K

Top Sellers

1
TC
1
Talkot Capital
California
$0
2
AAM
2
Advisors Asset Management
Colorado
$10M
3
DC
3
Davenport & Co
Virginia
$3.37M
4
VBA
4
Van Berkom & Associates
Quebec, Canada
$19.3M
5
HCS
5
Harvest Capital Strategies
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DC
26
Deere & Company
Illinois
$294K – – –
Legal & General Group
27
Legal & General Group
United Kingdom
$277K +$61.5K +7,745 +29%
Bank of America
28
Bank of America
North Carolina
$238K +$185K +23,294 +350%
AL
29
AJO LP
Pennsylvania
$203K +$203K +25,570 New
CMBA
30
C.M. Bidwell & Associates
Hawaii
$194K +$194K +24,375 New
YP
31
Yellowstone Partners
Idaho
$163K -$3.57K -450 -2%
Tudor Investment Corp
32
Tudor Investment Corp
Connecticut
$162K -$7.74K -971 -5%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$150K +$57.5K +7,208 +62%
Citigroup
34
Citigroup
New York
$130K +$127K +15,864 +3,655%
NCCM
35
Nine Chapters Capital Management
New Jersey
$111K -$174K -22,000 -61%
State Street
36
State Street
Massachusetts
$96K -$332K -41,800 -78%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$96K +$1.74K +219 +2%
CA
38
Cetera Advisors
Colorado
$93K +$93K +11,600 New
LPL Financial
39
LPL Financial
California
$91K -$47.7K -5,924 -34%
AIG
40
American International Group
New York
$90.8K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$83K +$67.9K +8,560 +451%
SWP
42
Stratos Wealth Partners
Ohio
$81K – – –
NSIM
43
North Star Investment Management
Illinois
$41K – – –
Deutsche Bank
44
Deutsche Bank
Germany
$35K – – –
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$30K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$23K +$7.04K +882 +44%
PI
47
PineBridge Investments
New York
$16K – – –
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
$13K – – –
EWM
49
Evercore Wealth Management
New York
$12K +$12K +1,551 New
WA
50
WFG Advisors
Texas
$11K – – –
1
2
3