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Cetera Advisors’s Gladstone Investment Corp GAIN Stock Holding History

Cetera Advisors’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-11,600
Closed -$93K – 707
2015
Q2 		$93K Buy
+11,600
New +$88.4K 0.01% 684

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
OA
Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Advisors's GAIN Position: Q3 2015 in Review

Cetera Advisors sold out of Gladstone Investment Corp (GAIN) in Q3 2015, closing a stake of 11,600 shares — an estimated $93K sold.

Cetera Advisors first reported a position in GAIN in Q2 2015 and held it in 1 quarter. The position peaked at $93K in Q2 2015. 55 funds tracked by Wall St. Rank hold GAIN as of Q3 2015.

  • Cetera Advisors reported no remaining Gladstone Investment Corp position as of Q3 2015 after selling out during the quarter.
  • Cetera Advisors sold 11,600 Gladstone Investment Corp shares in Q3 2015, an estimated $93K.
  • Cetera Advisors first reported a position in Gladstone Investment Corp in Q2 2015 and held it in 1 quarter.
  • Cetera Advisors's Gladstone Investment Corp position peaked at $93K in Q2 2015.
  • 55 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2015.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.