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Gladstone Investment Corp
GAIN

Overview Fund Activity

56 hedge funds and large institutions have $54.7M invested in Gladstone Investment Corp in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
16
Increased
14
Reduced
19
Closed
11
Calls
$14K
Puts
$272K
Net Calls
-$258K
Net Calls Change
+$30K

Top Buyers

1
TC
Talkot Capital
California
+$380K
2
PPA
Parametric Portfolio Associates
Washington
+$318K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$240K
4
VanEck Associates
VanEck Associates
New York
+$174K
5
YP
Yellowstone Partners
Idaho
+$130K

Top Sellers

1
PSI
Pinnacle Summer Investments
Virginia
-$13.6M
2
SFM
Systematic Financial Management
New Jersey
-$2.17M
3
AAM
Advisors Asset Management
Colorado
-$953K
4
Goldman Sachs
Goldman Sachs
New York
-$536K
5
DC
Davenport & Co
Virginia
-$461K
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
26
Spot Trading
Illinois
$192K +$77.8K +11,120 +68%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$171K -$95.4K -13,625 -36%
Invesco
28
Invesco
Georgia
$163K -$13K -1,855 -7%
Tudor Investment Corp
29
Tudor Investment Corp
Connecticut
$155K +$9.82K +1,401 +7%
VKH
30
Virtu KCG Holdings
New York
$142K +$33.8K +4,808 +31%
YP
31
Yellowstone Partners
Idaho
$130K +$130K +18,600 New
AQR Capital Management
32
AQR Capital Management
Connecticut
$111K +$13.3K +1,900 +14%
PSI
33
Pinnacle Summer Investments
Virginia
$91K -$13.6M -13,550 -99%
AIG
34
American International Group
New York
$77.5K -$62.8K -8,965 -45%
SWP
35
Stratos Wealth Partners
Ohio
$72K +$72K +10,232 New
PG
36
PEAK6 Group
Illinois
$66K -$51.7K -7,333 -44%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$62K -$2.78K -400 -4%
Bank of America
38
Bank of America
North Carolina
$45K +$8.15K +1,158 +22%
NSIM
39
North Star Investment Management
Illinois
$36K – – –
Deutsche Bank
40
Deutsche Bank
Germany
$35K – – –
Simplex Trading
41
Simplex Trading
Illinois
$19K +$19K +2,700 New
TRCT
42
Tower Research Capital (TRC)
New York
$16K -$29.3K -4,195 -65%
FANJ
43
Financial Architects (New Jersey)
New Jersey
$16K +$16K +600 New
NPC
44
National Planning Corporation
California
$14.5K +$14.5K +2,000 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$14K – – –
PI
46
PineBridge Investments
New York
$14K +$14K +2,069 New
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$13K -$13K -1,900 -50%
BRWM
48
B. Riley Wealth Management
Tennessee
$12K +$385 +57 +3%
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$11K – – –
NFG
50
Next Financial Group
Texas
$11K – – –
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2
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