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Gladstone Investment Corp

56 hedge funds and large institutions have $54.7M invested in Gladstone Investment Corp in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

8% more funds holding

Funds holding: 5256 (+4)

6% less capital invested

Capital invested by funds: $58.4M → $54.7M (-$3.67M)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

95% less call options, than puts

Call options by funds: $14K | Put options by funds: $272K

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
14
Reduced
19
Closed
11
Calls
$14K
Puts
$272K
Net Calls
-$258K
Net Calls Change
+$30K
Name Holding Trade Value Shares
Change
Change in
Stake
ST
26
Spot Trading
Illinois
$192K +$79.9K +11,120 +68%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$171K -$98K -13,625 -36%
Invesco
28
Invesco
Georgia
$163K -$13.3K -1,855 -7%
Tudor Investment Corp
29
Tudor Investment Corp
Connecticut
$155K +$10.1K +1,401 +7%
VKH
30
Virtu KCG Holdings
New York
$142K +$34.6K +4,808 +31%
YP
31
Yellowstone Partners
Idaho
$130K +$134K +18,600 New
AQR Capital Management
32
AQR Capital Management
Connecticut
$111K +$13.7K +1,900 +14%
PSI
33
Pinnacle Summer Investments
Virginia
$91K -$97.4K -13,550 -99%
AIG
34
American International Group
New York
$77.5K -$64.5K -8,965 -45%
SWP
35
Stratos Wealth Partners
Ohio
$72K +$73.6K +10,232 New
PG
36
PEAK6 Group
Illinois
$66K -$52.7K -7,333 -44%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$62K -$2.88K -400 -4%
Bank of America
38
Bank of America
North Carolina
$45K +$8.33K +1,158 +22%
NSIM
39
North Star Investment Management
Illinois
$36K
Deutsche Bank
40
Deutsche Bank
Germany
$35K
Simplex Trading
41
Simplex Trading
Illinois
$19K +$19.4K +2,700 New
TRCT
42
Tower Research Capital (TRC)
New York
$16K -$30.2K -4,195 -65%
FANJ
43
Financial Architects (New Jersey)
New Jersey
$16K +$4.31K +600 New
NPC
44
National Planning Corporation
California
$14.5K +$14.4K +2,000 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$14K
PI
46
PineBridge Investments
New York
$14K +$14.9K +2,069 New
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$13K -$13.7K -1,900 -50%
BRWM
48
B. Riley Wealth Management
Tennessee
$12K +$410 +57 +3%
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$11K
NFG
50
Next Financial Group
Texas
$11K

GAIN Hedge Fund Activity: Q4 2014 in Review

56 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2014, worth a combined $54.7M — down 6.3% from $58.4M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 11 closed out — a net gain of 5 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Talkot Capital, opening a new position worth an estimated $390K. The largest seller was Systematic Financial Management, exiting entirely with an estimated $2.17M sold.

  • 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2014, up from 52 in Q3 2014.
  • Funds reported $54.7M of Gladstone Investment Corp stock for Q4 2014, down 6.3% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q4 2014 and 11 closed out, a net change of +5 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2014 was Talkot Capital, an estimated $390K added.
  • The largest Gladstone Investment Corp seller in Q4 2014 was Systematic Financial Management, an estimated $2.17M sold.

Based on aggregated 13F filings for Q4 2014.