B. Riley Wealth Management’s Gladstone Investment Corp GAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,776	Closed	-$12K	–	1054
2014 Q4	$12K	Buy	1,776 +57	+3%	+$385	0.01%	690
2014 Q3	$12K	Buy	1,719 +31	+2%	+$216	0.01%	728
2014 Q2	$12K	Buy	1,688 +24	+1%	+$171	0.01%	781
2014 Q1	$14K	Buy	+1,664	New	+$14K	0.01%	696