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B. Riley Wealth Management’s Gladstone Investment Corp GAIN Stock Holding History

B. Riley Wealth Management’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-1,776
Closed -$12K – 1054
2014
Q4 		$12K Buy
1,776
+57
+3% +$410 0.01% 690
2014
Q3 		$12K Buy
1,719
+31
+2% +$232 0.01% 728
2014
Q2 		$12K Buy
1,688
+24
+1% +$186 0.01% 781
2014
Q1 		$14K Buy
+1,664
New +$13.4K 0.01% 697

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
OA
Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return
TC
Talkot Capital Sausalito, California $73.7M AUM 8.5% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

B. Riley Wealth Management's GAIN Position: Q1 2015 in Review

B. Riley Wealth Management sold out of Gladstone Investment Corp (GAIN) in Q1 2015, closing a stake of 1,776 shares — an estimated $12K sold.

B. Riley Wealth Management first reported a position in GAIN in Q1 2014 and held it in 4 quarters. The position peaked at $14K in Q1 2014. 59 funds tracked by Wall St. Rank hold GAIN as of Q1 2015.

  • B. Riley Wealth Management reported no remaining Gladstone Investment Corp position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,776 Gladstone Investment Corp shares in Q1 2015, an estimated $12K.
  • B. Riley Wealth Management first reported a position in Gladstone Investment Corp in Q1 2014 and held it in 4 quarters.
  • B. Riley Wealth Management's Gladstone Investment Corp position peaked at $14K in Q1 2014.
  • 59 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2015.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.