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Next Financial Group’s Gladstone Investment Corp GAIN Stock Holding History

Next Financial Group’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-930
Closed -$8K – 2017
2016
Q4 		$8K Buy
+930
New +$7.82K ﹤0.01% 1731
2015
Q2 		– Sell
-1,500
Closed -$11K – 1876
2015
Q1 		$11K Hold
1,500
– – ﹤0.01% 1202
2014
Q4 		$11K Hold
1,500
– – ﹤0.01% 1205
2014
Q3 		$11K Buy
+1,500
New +$11.2K ﹤0.01% 1707

Other funds holding GAIN

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
OA
Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Next Financial Group's GAIN Position: Q1 2017 in Review

Next Financial Group sold out of Gladstone Investment Corp (GAIN) in Q1 2017, closing a stake of 930 shares — an estimated $8K sold.

Next Financial Group first reported a position in GAIN in Q3 2014 and held it in 4 quarters. The position peaked at $11K in Q1 2015. 62 funds tracked by Wall St. Rank hold GAIN as of Q1 2017.

  • Next Financial Group reported no remaining Gladstone Investment Corp position as of Q1 2017 after selling out during the quarter.
  • Next Financial Group sold 930 Gladstone Investment Corp shares in Q1 2017, an estimated $8K.
  • Next Financial Group first reported a position in Gladstone Investment Corp in Q3 2014 and held it in 4 quarters.
  • Next Financial Group's Gladstone Investment Corp position peaked at $11K in Q1 2015.
  • 62 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2017.

Based on Next Financial Group's 13F filing for Q1 2017, filed 8 May 2017.