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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $75M invested in Gladstone Investment Corp in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
–
Holders Change %
0%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
29
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BG
BlackRock Group
United Kingdom
$1.02M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$685K
3
BFA
BlackRock Fund Advisors
California
$5.39M
4
Bank of New York Mellon
Bank of New York Mellon
New York
$2.13M
5
OA
Outfitter Advisors
Virginia
$1.48M

Top Sellers

1
AW
ACG Wealth
Georgia
$0
2
RJA
Raymond James & Associates
Florida
$0
3
AAM
Advisors Asset Management
Colorado
$2.04M
4
BI
Bulldog Investors
New Jersey
$6.73M
5
AIG
American International Group
New York
$125K
Name Holding Trade Value Shares
Change 		Shares
Change %
RhumbLine Advisers
26
RhumbLine Advisers
Massachusetts
$336K -$1.7K -241 -0.5%
California State Teachers Retirement System (CalSTRS)
27
California State Teachers Retirement System (CalSTRS)
California
$336K +$11.2K +1,589 +3%
AllianceBernstein
28
AllianceBernstein
Tennessee
$310K -$5.86K -832 -2%
TA
29
Teachers Advisors
New York
$291K +$26.5K +3,769 +10%
PPA
30
Parametric Portfolio Associates
Washington
$282K -$1.05K -149 -0.4%
LPL Financial
31
LPL Financial
California
$280K -$2.8K -392 -1%
Charles Schwab
32
Charles Schwab
California
$257K – – –
VanEck Associates
33
VanEck Associates
New York
$240K +$62.4K +8,834 +35%
PSI
34
Pinnacle Summer Investments
Virginia
$189K -$14.5K -2,050 -7%
DC
35
Deere & Company
Illinois
$178K – – –
VFS
36
VSR Financial Services
Kansas
$176K -$4.22K -600 -2%
MLICM
37
Metropolitan Life Insurance Company (MetLife)
New York
$154K – – –
NFA
38
Nationwide Fund Advisors
Ohio
$150K +$13.7K +1,939 +10%
RAM
39
Redmond Asset Management
Virginia
$146K -$35.9K -5,100 -20%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$134K -$21.9K -3,101 -14%
RFC
41
Russell Frank Company
Washington
$128K +$52.9K +7,483 +70%
AIG
42
American International Group
New York
$125K -$69.8K -9,898 -36%
Legal & General Group
43
Legal & General Group
United Kingdom
$123K +$13.7K +1,953 +13%
ProShare Advisors
44
ProShare Advisors
Maryland
$119K -$85 -12 -0.1%
State Board of Administration of Florida Retirement System
45
State Board of Administration of Florida Retirement System
Florida
$113K – – –
JPMorgan Chase & Co
46
JPMorgan Chase & Co
New York
$107K -$15.7K -2,204 -13%
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$103K +$103K +14,553 New
AQR Capital Management
48
AQR Capital Management
Connecticut
$94K – – –
BA
49
BlackRock Advisors
Delaware
$87K +$1.47K +209 +2%
Principal Financial Group
50
Principal Financial Group
Iowa
$81K -$3.82K -541 -4%
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