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Gladstone Investment Corp

66 hedge funds and large institutions have $75M invested in Gladstone Investment Corp in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

0% more funds holding

Funds holding: 6666 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $76.1M → $75M (-$1.01M)

Holders
66
Holders Change
Holders Change %
0%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
29
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RhumbLine Advisers
26
RhumbLine Advisers
Massachusetts
$336K -$1.74K -241 -0.5%
California State Teachers Retirement System (CalSTRS)
27
California State Teachers Retirement System (CalSTRS)
California
$336K +$11.5K +1,589 +3%
AllianceBernstein
28
AllianceBernstein
Tennessee
$310K -$6K -832 -2%
TA
29
Teachers Advisors
New York
$291K +$27.2K +3,769 +10%
PPA
30
Parametric Portfolio Associates
Washington
$282K -$1.07K -149 -0.4%
LPL Financial
31
LPL Financial
California
$280K -$2.83K -392 -1%
Charles Schwab
32
Charles Schwab
California
$257K
VanEck Associates
33
VanEck Associates
New York
$240K +$63.7K +8,834 +35%
PSI
34
Pinnacle Summer Investments
Virginia
$189K -$14.8K -2,050 -7%
DC
35
Deere & Company
Illinois
$178K
VFS
36
VSR Financial Services
Kansas
$176K -$4.33K -600 -2%
MLICM
37
Metropolitan Life Insurance Company (MetLife)
New York
$154K
NFA
38
Nationwide Fund Advisors
Ohio
$150K +$14K +1,939 +10%
RAM
39
Redmond Asset Management
Virginia
$146K -$36.8K -5,100 -20%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$134K -$22.4K -3,101 -14%
RFC
41
Russell Frank Company
Washington
$128K +$53.9K +7,483 +70%
AIG
42
American International Group
New York
$125K -$71.4K -9,898 -36%
Legal & General Group
43
Legal & General Group
United Kingdom
$123K +$14.1K +1,953 +13%
ProShare Advisors
44
ProShare Advisors
Maryland
$119K -$87 -12 -0.1%
State Board of Administration of Florida Retirement System
45
State Board of Administration of Florida Retirement System
Florida
$113K
JP Morgan Chase
46
JP Morgan Chase
New York
$107K -$15.9K -2,204 -13%
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$103K +$105K +14,553 New
AQR Capital Management
48
AQR Capital Management
Connecticut
$94K
BA
49
BlackRock Advisors
Delaware
$87K +$1.51K +209 +2%
Principal Financial Group
50
Principal Financial Group
Iowa
$81K -$3.9K -541 -4%

GAIN Hedge Fund Activity: Q3 2013 in Review

66 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2013, worth a combined $75M — down 1.3% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GAIN positions and 4 closed out — a net gain of 2 holders — while 29 added to existing stakes and 18 trimmed.

The largest buyer was BlackRock Group, opening a new position worth an estimated $1.04M. The largest seller was ACG Wealth, exiting entirely with an estimated $568K sold.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $75M of Gladstone Investment Corp stock for Q3 2013, down 1.3% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2013 was BlackRock Group, an estimated $1.04M added.
  • The largest Gladstone Investment Corp seller in Q3 2013 was ACG Wealth, an estimated $568K sold.

Based on aggregated 13F filings for Q3 2013.