Principal Financial Group
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Principal Financial Group’s Gladstone Investment Corp GAIN Stock Holding History

Principal Financial Group’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-11,050
Closed -$91K – 2259
2014
Q1 		$91K Sell
11,050
-226
-2% -$1.82K ﹤0.01% 2232
2013
Q4 		$91K Sell
11,276
-208
-2% -$1.53K ﹤0.01% 2248
2013
Q3 		$81K Sell
11,484
-541
-4% -$3.9K ﹤0.01% 2236
2013
Q2 		$88K Buy
+12,025
New +$87.9K ﹤0.01% 2214

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Principal Financial Group's GAIN Position: Q2 2014 in Review

Principal Financial Group sold out of Gladstone Investment Corp (GAIN) in Q2 2014, closing a stake of 11,050 shares — an estimated $91K sold.

Principal Financial Group first reported a position in GAIN in Q2 2013 and held it in 4 quarters. The position peaked at $91K in Q1 2014. 67 funds tracked by Wall St. Rank hold GAIN as of Q2 2014.

  • Principal Financial Group reported no remaining Gladstone Investment Corp position as of Q2 2014 after selling out during the quarter.
  • Principal Financial Group sold 11,050 Gladstone Investment Corp shares in Q2 2014, an estimated $91K.
  • Principal Financial Group first reported a position in Gladstone Investment Corp in Q2 2013 and held it in 4 quarters.
  • Principal Financial Group's Gladstone Investment Corp position peaked at $91K in Q1 2014.
  • 67 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2014.

Based on Principal Financial Group's 13F filing for Q2 2014, filed 12 Aug 2014.