Charles Schwab
GAIN icon

Charles Schwab’s Gladstone Investment Corp GAIN Stock Holding History

Charles Schwab’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-36,400
Closed -$302K – 3105
2014
Q1 		$302K Hold
36,400
– – ﹤0.01% 2797
2013
Q4 		$294K Hold
36,400
– – ﹤0.01% 2814
2013
Q3 		$257K Hold
36,400
– – ﹤0.01% 2827
2013
Q2 		$269K Buy
+36,400
New +$266K ﹤0.01% 2770

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Charles Schwab's GAIN Position: Q2 2014 in Review

Charles Schwab sold out of Gladstone Investment Corp (GAIN) in Q2 2014, closing a stake of 36,400 shares — an estimated $302K sold.

Charles Schwab first reported a position in GAIN in Q2 2013 and held it in 4 quarters. The position peaked at $302K in Q1 2014. 67 funds tracked by Wall St. Rank hold GAIN as of Q2 2014.

  • Charles Schwab reported no remaining Gladstone Investment Corp position as of Q2 2014 after selling out during the quarter.
  • Charles Schwab sold 36,400 Gladstone Investment Corp shares in Q2 2014, an estimated $302K.
  • Charles Schwab first reported a position in Gladstone Investment Corp in Q2 2013 and held it in 4 quarters.
  • Charles Schwab's Gladstone Investment Corp position peaked at $302K in Q1 2014.
  • 67 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.