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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

0.97% more ownership

Funds ownership: 63.29%64.26% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

6% less funds holding

Funds holding: 134126 (-8)

7% less capital invested

Capital invested by funds: $626M → $584M (-$41.2M)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

Holders
126
Holders Change
-8
Holders Change %
-5.97%
% of All Funds
1.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
12
Increased
46
Reduced
44
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
76
First Trust Advisors
Illinois
$421K
Goldman Sachs
77
Goldman Sachs
New York
$405K
NFC
78
Northeast Financial Consultants
Connecticut
$403K
EH
79
Equitable Holdings
New York
$401K -$562K -6,139 -58%
HSA
80
HBK Sorce Advisory
Pennsylvania
$393K -$15.3K -167 -4%
HPC
81
HM Payson & Co
Maine
$392K
KFGK
82
Keystone Financial Group (Kentucky)
Kentucky
$378K -$14.2K -155 -4%
TIM
83
Total Investment Management
Arizona
$367K
DFA
84
DHJJ Financial Advisors
Illinois
$346K +$10.3K +113 +3%
BFEC
85
Benjamin F. Edwards & Company
Missouri
$344K -$52.8K -577 -13%
SPC
86
Sigma Planning Corp
Michigan
$318K -$1.71M -18,743 -84%
KPWS
87
Kestra Private Wealth Services
Texas
$305K -$22.3K -244 -7%
FFN
88
Focus Financial Network
Minnesota
$298K +$298K +3,259 New
WE
89
Wealth Effects
Massachusetts
$280K
GVAG
90
Great Valley Advisor Group
Delaware
$276K +$183 +2 +0.1%
WS
91
Wedbush Securities
California
$273K +$22K +241 +9%
CP
92
Camelot Portfolios
Ohio
$270K -$11.4K -125 -4%
GIA
93
Gladstone Institutional Advisory
Florida
$270K +$15.8K +173 +6%
Creative Planning
94
Creative Planning
Kansas
$268K +$183 +2 +0.1%
Carson Wealth (CWM LLC)
95
Carson Wealth (CWM LLC)
Nebraska
$267K +$91 +1 +0%
AAS
96
Ameritas Advisory Services
Nebraska
$263K
CAP
97
Columbia Advisory Partners
Washington
$240K +$240K +2,623 New
PFS
98
Prospera Financial Services
Texas
$231K +$231K +2,527 New
MHS
99
M Holdings Securities
Oregon
$220K +$220K +2,405 New
VVP
100
Venture Visionary Partners
Ohio
$214K

FYX Hedge Fund Activity: Q1 2022 in Review

126 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2022, worth a combined $584M — down 6.6% from $626M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FYX and 12 opened new positions — a net loss of 6 holders — while 44 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $14.3M. The largest seller was Wells Fargo, cutting an estimated $15.6M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2022, down from 134 in Q4 2021.
  • Funds reported $584M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2022, down 6.6% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $14.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2022 was Wells Fargo, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2022.