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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

125 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 45 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
125
Holders Change
-8
Holders Change %
-6.02%
% of All Funds
1.98%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
12
Increased
45
Reduced
44
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$71M
2
Morgan Stanley
2
Morgan Stanley
New York
$74.4M
3
WWM
3
Western Wealth Management
Colorado
$14.2M
4
AWM
4
Avaii Wealth Management
Wisconsin
$4.94M
5
IA
5
IFP Advisors
Florida
$2.17M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$69.4M
2
HWM
2
Holloway Wealth Management
Florida
$6.12M
3
AIA
3
Arrow Investment Advisors
Maryland
$0
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$5.39M
5
FHC
5
First Heartland Consultants
Missouri
$710K
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
76
Goldman Sachs
New York
$405K – – –
NFC
77
Northeast Financial Consultants
Connecticut
$403K – – –
EH
78
Equitable Holdings
New York
$401K -$562K -6,139 -58%
HSA
79
HBK Sorce Advisory
Pennsylvania
$393K -$15.3K -167 -4%
HPC
80
HM Payson & Co
Maine
$392K – – –
KFGK
81
Keystone Financial Group (Kentucky)
Kentucky
$378K -$14.2K -155 -4%
TIM
82
Total Investment Management
Arizona
$367K – – –
DFA
83
DHJJ Financial Advisors
Illinois
$346K +$10.4K +113 +3%
BFEC
84
Benjamin F. Edwards & Company
Missouri
$344K -$52.9K -577 -13%
SPC
85
Sigma Planning Corp
Michigan
$318K -$1.72M -18,743 -84%
KPWS
86
Kestra Private Wealth Services
Texas
$305K -$22.4K -244 -7%
FFN
87
Focus Financial Network
Minnesota
$298K +$298K +3,259 New
WE
88
Wealth Effects
Massachusetts
$280K – – –
GVAG
89
Great Valley Advisor Group
Delaware
$276K +$194 +2 +0.1%
WS
90
Wedbush Securities
California
$273K +$22.1K +241 +9%
CP
91
Camelot Portfolios
Ohio
$270K -$11.5K -125 -4%
GIA
92
Gladstone Institutional Advisory
Florida
$270K +$15.8K +173 +6%
Creative Planning
93
Creative Planning
Kansas
$268K +$183 +2 +0.1%
Carson Wealth (CWM LLC)
94
Carson Wealth (CWM LLC)
Nebraska
$267K +$92 +1 +0%
AAS
95
Ameritas Advisory Services
Nebraska
$263K – – –
CAP
96
Columbia Advisory Partners
Washington
$240K +$240K +2,623 New
PFS
97
Prospera Financial Services
Texas
$231K +$231K +2,527 New
MHS
98
M Holdings Securities
Oregon
$220K +$220K +2,405 New
VVP
99
Venture Visionary Partners
Ohio
$214K – – –
PWA
100
PCG Wealth Advisors
Kansas
$207K -$10.1K -110 -5%
2 3
4
5 6