Focus Financial Network’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Focus Financial Network’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-3,255	Closed	-$249K	–	487
2022 Q2	$249K	Sell	3,255 -4	-0.1%	-$335	0.02%	422
2022 Q1	$298K	Buy	+3,259	New	+$298K	0.02%	406
2021 Q1	–	Sell	-4,342	Closed	-$334K	–	443
2020 Q4	$334K	Buy	+4,342	New	+$296K	0.03%	328

Other funds holding FYX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

WWM

Western Wealth Management Golden, Colorado $2.63B AUM 21.3% 1-Year Est. Return

Focus Financial Network's FYX Position: Q3 2022 in Review

Focus Financial Network sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2022, closing a stake of 3,255 shares — an estimated $249K sold.

Focus Financial Network first reported a position in FYX in Q4 2020 and held it in 3 quarters. The position peaked at $334K in Q4 2020. 122 funds tracked by Wall St. Rank hold FYX as of Q3 2022.

Focus Financial Network reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
Focus Financial Network sold 3,255 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2022, an estimated $249K.
Focus Financial Network first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2020 and held it in 3 quarters.
Focus Financial Network's First Trust Small Cap Core AlphaDEX Fund position peaked at $334K in Q4 2020.
122 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2022.

Based on Focus Financial Network's 13F filing for Q3 2022, filed 24 Jul 2024.