Sigma Planning Corp’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Sigma Planning Corp’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-3,470	Closed	-$318K	–	1351
2022 Q1	$318K	Sell	3,470 -18,743	-84%	-$1.71M	0.01%	1034
2021 Q4	$2.16M	Sell	22,213 -447	-2%	-$43K	0.06%	313
2021 Q3	$2.08M	Sell	22,660 -14,779	-39%	-$1.35M	0.06%	320
2021 Q2	$3.49M	Buy	37,439 +395	+1%	+$36.7K	0.1%	216
2021 Q1	$3.36M	Buy	37,044 +33,885	+1,073%	+$2.98M	0.11%	224
2020 Q4	$243K	Buy	+3,159	New	+$216K	0.01%	1002
2020 Q1	–	Sell	-3,592	Closed	-$233K	–	990
2019 Q4	$233K	Sell	3,592 -528	-13%	-$32.8K	0.01%	906
2019 Q3	$248K	Sell	4,120 -3,068	-43%	-$184K	0.01%	846
2019 Q2	$442K	Buy	7,188 +2,955	+70%	+$181K	0.02%	587
2019 Q1	$261K	Buy	+4,233	New	+$257K	0.01%	734
2018 Q4	–	Sell	-3,542	Closed	-$244K	–	890
2018 Q3	$244K	Buy	3,542 +47	+1%	+$3.22K	0.01%	801
2018 Q2	$231K	Buy	+3,495	New	+$223K	0.02%	769

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

WWM

Western Wealth Management Golden, Colorado $2.63B AUM 21.3% 1-Year Est. Return

Sigma Planning Corp's FYX Position: Q2 2022 in Review

Sigma Planning Corp sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2022, closing a stake of 3,470 shares — an estimated $318K sold.

Sigma Planning Corp first reported a position in FYX in Q2 2018 and held it in 12 quarters. The position peaked at $3.49M in Q2 2021. 128 funds tracked by Wall St. Rank hold FYX as of Q2 2022.

Sigma Planning Corp reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2022 after selling out during the quarter.
Sigma Planning Corp sold 3,470 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2022, an estimated $318K.
Sigma Planning Corp first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2018 and held it in 12 quarters.
Sigma Planning Corp's First Trust Small Cap Core AlphaDEX Fund position peaked at $3.49M in Q2 2021.
128 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2022.

Based on Sigma Planning Corp's 13F filing for Q2 2022, filed 11 Aug 2022.