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First Trust Small Cap Core AlphaDEX Fund

122 hedge funds and large institutions have $459M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

13% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 40

0.73% less ownership

Funds ownership: 64.1%63.37% (-0.73%)

5% less funds holding

Funds holding: 128122 (-6)

7% less capital invested

Capital invested by funds: $492M → $459M (-$32.8M)

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
122
Holders Change
-6
Holders Change %
-4.69%
% of All Funds
2.1%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
11
Increased
45
Reduced
40
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
51
Tower Research Capital (TRC)
New York
$782K -$1.17M -14,358 -57%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$780K -$1.57M -19,280 -64%
AF
53
Allworth Financial
California
$677K -$1.36M -16,764 -64%
CS
54
Comerica Securities
Michigan
$643K -$4.23K -52 -0.6%
IFG
55
Independent Financial Group
California
$596K +$24.9K +306 +4%
KWS
56
Keystone Wealth Services
California
$568K -$16.7K -205 -3%
JMPWA
57
JP Morgan Private Wealth Advisors
California
$530K +$593K +7,294 New
FTUS
58
Flow Traders U.S.
New York
$529K +$591K +7,275 New
MML Investors Services
59
MML Investors Services
Massachusetts
$491K +$204K +2,510 +59%
OC
60
Oppenheimer & Co
New York
$487K -$70.3K -865 -11%
AWM
61
Apollon Wealth Management
South Carolina
$418K -$50.9K -626 -10%
SI
62
Stephens Inc
Arkansas
$400K
SCA
63
Snowden Capital Advisors
New York
$399K +$15.4K +190 +4%
SMC
64
Smith, Moore & Co
Missouri
$389K -$3.33K -41 -0.8%
IWN
65
Independent Wealth Network
Iowa
$388K -$21.5K -265 -5%
BFEC
66
Benjamin F. Edwards & Company
Missouri
$374K +$47.9K +589 +13%
TA
67
TFG Advisers
Michigan
$372K +$5.61K +69 +1%
SPIA
68
Steward Partners Investment Advisory
New York
$362K
CAAS
69
Capital Asset Advisory Services
Michigan
$356K -$34.4K -423 -8%
EW
70
Element Wealth
Mississippi
$343K -$975 -12 -0.3%
AWM
71
AE Wealth Management
Kansas
$333K +$14.8K +182 +4%
PWA
72
PCG Wealth Advisors
Kansas
$326K +$363K +4,472 New
Goldman Sachs
73
Goldman Sachs
New York
$322K
First Trust Advisors
74
First Trust Advisors
Illinois
$320K
NFC
75
Northeast Financial Consultants
Connecticut
$320K

FYX Hedge Fund Activity: Q3 2022 in Review

122 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2022, worth a combined $459M — down 6.7% from $492M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 45 added.

The largest buyer was Wealth Alliance Advisory Group, opening a new position worth an estimated $8.27M. The largest seller was Morgan Stanley, cutting an estimated $12.9M.

  • 122 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2022, down from 128 in Q2 2022.
  • Funds reported $459M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2022, down 6.7% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2022 was Wealth Alliance Advisory Group, an estimated $8.27M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $12.9M sold.

Based on aggregated 13F filings for Q3 2022.