Smith, Moore & Co’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Smith, Moore & Co’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-4,753	Closed	-$428K	–	519
2025 Q1	$428K	Sell	4,753 -2,023	-30%	-$198K	0.04%	308
2024 Q4	$685K	Buy	6,776 +33	+0.5%	+$3.41K	0.06%	246
2024 Q3	$671K	Sell	6,743 -419	-6%	-$40.2K	0.06%	245
2024 Q2	$648K	Sell	7,162 -14	-0.2%	-$1.27K	0.07%	228
2024 Q1	$669K	Buy	7,176 +1,850	+35%	+$166K	0.07%	228
2023 Q4	$488K	Sell	5,326 -136	-2%	-$11.2K	0.06%	260
2023 Q3	$441K	Buy	5,462 +11	+0.2%	+$928	0.06%	258
2023 Q2	$448K	Buy	5,451 +67	+1%	+$5.29K	0.06%	262
2023 Q1	$434K	Buy	5,384 +11	+0.2%	+$918	0.06%	263
2022 Q4	$421K	Buy	5,373 +17	+0.3%	+$1.35K	0.06%	257
2022 Q3	$389K	Sell	5,356 -41	-0.8%	-$3.33K	0.06%	254
2022 Q2	$414K	Buy	5,397 +58	+1%	+$4.86K	0.06%	245
2022 Q1	$489K	Buy	5,339 +675	+14%	+$61.7K	0.07%	245
2021 Q4	$453K	Buy	4,664 +20	+0.4%	+$1.92K	0.06%	256
2021 Q3	$425K	Buy	4,644 +2,276	+96%	+$208K	0.06%	251
2021 Q2	$221K	Buy	+2,368	New	+$220K	0.03%	364

Other funds holding FYX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Smith, Moore & Co's FYX Position: Q2 2025 in Review

Smith, Moore & Co sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2025, closing a stake of 4,753 shares — an estimated $428K sold.

Smith, Moore & Co first reported a position in FYX in Q2 2021 and held it in 16 quarters. The position peaked at $685K in Q4 2024. 159 funds tracked by Wall St. Rank hold FYX as of Q2 2025.

Smith, Moore & Co reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2025 after selling out during the quarter.
Smith, Moore & Co sold 4,753 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2025, an estimated $428K.
Smith, Moore & Co first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2021 and held it in 16 quarters.
Smith, Moore & Co's First Trust Small Cap Core AlphaDEX Fund position peaked at $685K in Q4 2024.
159 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2025.

Based on Smith, Moore & Co's 13F filing for Q2 2025, filed 13 Aug 2025.