Allworth Financial’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$281K	Hold	2,357	–	–	﹤0.01%	1214
2025 Q4	$267K	Hold	2,357	–	–	﹤0.01%	1195
2025 Q3	$257K	Hold	2,357	–	–	﹤0.01%	1171
2025 Q2	$229K	Hold	2,357	–	–	﹤0.01%	1124
2025 Q1	$205K	Hold	2,357	–	–	﹤0.01%	942
2024 Q4	$244K	Hold	2,357	–	–	﹤0.01%	886
2024 Q3	$235K	Hold	2,357	–	–	﹤0.01%	774
2024 Q2	$228K	Hold	2,357	–	–	﹤0.01%	776
2024 Q1	$220K	Hold	2,357	–	–	﹤0.01%	757
2023 Q4	$216K	Hold	2,357	–	–	﹤0.01%	712
2023 Q3	$190K	Sell	2,357 -55	-2%	-$4.64K	﹤0.01%	701
2023 Q2	$198K	Sell	2,412 -3,145	-57%	-$248K	﹤0.01%	703
2023 Q1	$448K	Sell	5,557 -1,836	-25%	-$153K	﹤0.01%	490
2022 Q4	$580K	Sell	7,393 -1,912	-21%	-$152K	0.01%	423
2022 Q3	$677K	Sell	9,305 -16,764	-64%	-$1.36M	0.01%	378
2022 Q2	$2M	Sell	26,069 -213	-0.8%	-$17.8K	0.03%	217
2022 Q1	$2.41M	Sell	26,282 -640	-2%	-$58.5K	0.03%	201
2021 Q4	$2.61M	Buy	26,922 +24,891	+1,226%	+$2.39M	0.04%	169
2021 Q3	$186K	Hold	2,031	–	–	﹤0.01%	502
2021 Q2	$189K	Hold	2,031	–	–	﹤0.01%	379
2021 Q1	$184K	Hold	2,031	–	–	﹤0.01%	364
2020 Q4	$156K	Hold	2,031	–	–	﹤0.01%	310
2020 Q3	$118K	Hold	2,031	–	–	﹤0.01%	302
2020 Q2	$110K	Hold	2,031	–	–	﹤0.01%	301
2020 Q1	$84K	Hold	2,031	–	–	﹤0.01%	333
2019 Q4	$132K	Hold	2,031	–	–	﹤0.01%	238
2019 Q3	$122K	Buy	+2,031	New	+$122K	﹤0.01%	214
2019 Q2	–	Hold	0	–	–	–	212
2019 Q1	–	Hold	0	–	–	–	213
2018 Q4	–	Hold	0	–	–	–	204
2018 Q3	–	Hold	0	–	–	–	191