Independent Financial Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Independent Financial Group’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$367K	Sell	2,543 -48	-2%	-$6.38K	0.01%	1132
2026 Q1	$309K	Sell	2,591 -16	-0.6%	-$1.93K	0.01%	1145
2025 Q4	$295K	Sell	2,607 -999	-28%	-$111K	0.01%	1159
2025 Q3	$393K	Sell	3,606 -203	-5%	-$21.1K	0.01%	956
2025 Q2	$371K	Sell	3,809 -222	-6%	-$20.1K	0.01%	920
2025 Q1	$363K	Sell	4,031 -1,030	-20%	-$101K	0.01%	854
2024 Q4	$511K	Sell	5,061 -156	-3%	-$16.1K	0.02%	676
2024 Q3	$519K	Sell	5,217 -2,196	-30%	-$211K	0.02%	640
2024 Q2	$671K	Buy	7,413 +56	+0.8%	+$5.08K	0.03%	510
2024 Q1	$686K	Sell	7,357 -340	-4%	-$30.4K	0.03%	485
2023 Q4	$705K	Sell	7,697 -816	-10%	-$67K	0.04%	461
2023 Q3	$687K	Buy	8,513 +719	+9%	+$60.7K	0.04%	413
2023 Q2	$641K	Sell	7,794 -878	-10%	-$69.3K	0.04%	416
2023 Q1	$699K	Buy	8,672 +501	+6%	+$41.8K	0.06%	374
2022 Q4	$641K	Sell	8,171 -26	-0.3%	-$2.07K	0.06%	357
2022 Q3	$596K	Buy	8,197 +306	+4%	+$24.9K	0.05%	347
2022 Q2	$605K	Buy	7,891 +491	+7%	+$41.1K	0.06%	326
2022 Q1	$678K	Buy	7,400 +737	+11%	+$67.4K	0.06%	348
2021 Q4	$647K	Buy	+6,663	New	+$641K	0.05%	349
2021 Q3	–	Sell	-2,210	Closed	-$206K	–	727
2021 Q2	$206K	Buy	+2,210	New	+$206K	0.02%	658

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Independent Financial Group's FYX Position: Q2 2026 in Review

Independent Financial Group reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 1.9% in Q2 2026, selling an estimated $6.38K and leaving 2,543 shares worth $367K. The position accounts for 0.01% of the portfolio, ranked #1132.

Independent Financial Group first reported a position in FYX in Q2 2021 and has held it in 20 quarters since. The position peaked at $705K in Q4 2023. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

Independent Financial Group held 2,543 shares of First Trust Small Cap Core AlphaDEX Fund worth $367K as of Q2 2026.
Independent Financial Group sold 48 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $6.38K.
First Trust Small Cap Core AlphaDEX Fund made up 0.01% of Independent Financial Group's portfolio in Q2 2026, its #1132 holding.
Independent Financial Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2021 and has held it in 20 quarters since.
Independent Financial Group's First Trust Small Cap Core AlphaDEX Fund position peaked at $705K in Q4 2023.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on Independent Financial Group's 13F filing for Q2 2026, filed 15 Jul 2026.