Independent Financial Group
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Independent Financial Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Independent Financial Group’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$324K Sell
2,408
-135
-5% -$19.1K 0.01% 1212
2026
Q2 		$367K Sell
2,543
-48
-2% -$6.38K 0.01% 1132
2026
Q1 		$309K Sell
2,591
-16
-0.6% -$1.93K 0.01% 1145
2025
Q4 		$295K Sell
2,607
-999
-28% -$111K 0.01% 1159
2025
Q3 		$393K Sell
3,606
-203
-5% -$21.1K 0.01% 956
2025
Q2 		$371K Sell
3,809
-222
-6% -$20.1K 0.01% 920
2025
Q1 		$363K Sell
4,031
-1,030
-20% -$101K 0.01% 854
2024
Q4 		$511K Sell
5,061
-156
-3% -$16.1K 0.02% 676
2024
Q3 		$519K Sell
5,217
-2,196
-30% -$211K 0.02% 640
2024
Q2 		$671K Buy
7,413
+56
+0.8% +$5.08K 0.03% 510
2024
Q1 		$686K Sell
7,357
-340
-4% -$30.4K 0.03% 485
2023
Q4 		$705K Sell
7,697
-816
-10% -$67K 0.04% 461
2023
Q3 		$687K Buy
8,513
+719
+9% +$60.7K 0.04% 413
2023
Q2 		$641K Sell
7,794
-878
-10% -$69.3K 0.04% 416
2023
Q1 		$699K Buy
8,672
+501
+6% +$41.8K 0.06% 374
2022
Q4 		$641K Sell
8,171
-26
-0.3% -$2.07K 0.06% 357
2022
Q3 		$596K Buy
8,197
+306
+4% +$24.9K 0.05% 347
2022
Q2 		$605K Buy
7,891
+491
+7% +$41.1K 0.06% 326
2022
Q1 		$678K Buy
7,400
+737
+11% +$67.4K 0.06% 348
2021
Q4 		$647K Buy
+6,663
New +$641K 0.05% 349
2021
Q3 		– Sell
-2,210
Closed -$206K – 727
2021
Q2 		$206K Buy
+2,210
New +$206K 0.02% 658

Other funds holding FYX

WAAG
Wealth Alliance Advisory Group Wichita, Kansas $712M AUM 16.81% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
Park National Corp
Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return
TCM
Triumph Capital Management Denver, Colorado $573M AUM 15.32% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $2.57B AUM 28.13% 1-Year Est. Return
RA
RiverTree Advisors Winter Park, Florida $168M AUM 5.92% 1-Year Est. Return
Krilogy Financial
Krilogy Financial St. Louis, Missouri $3.66B AUM 22.28% 1-Year Est. Return
FFA
Fragasso Financial Advisors Sewickley, Pennsylvania $1.99B AUM 16.69% 1-Year Est. Return
Venture Visionary Partners
Venture Visionary Partners Sylvania, Ohio $3.82B AUM 21.33% 1-Year Est. Return
GAMMA Investing
GAMMA Investing Foster City, California $2.96B AUM 34.38% 1-Year Est. Return

Independent Financial Group's FYX Position: Q3 2026 in Review

Independent Financial Group reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 5.3% in Q3 2026, selling an estimated $19.1K and leaving 2,408 shares worth $324K. The position accounts for 0.01% of the portfolio, ranked #1212.

Independent Financial Group first reported a position in FYX in Q2 2021 and has held it in 21 quarters since. The position peaked at $705K in Q4 2023. 20 funds tracked by Wall St. Rank hold FYX as of Q3 2026.

  • Independent Financial Group held 2,408 shares of First Trust Small Cap Core AlphaDEX Fund worth $324K as of Q3 2026.
  • Independent Financial Group sold 135 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2026, an estimated $19.1K.
  • First Trust Small Cap Core AlphaDEX Fund made up 0.01% of Independent Financial Group's portfolio in Q3 2026, its #1212 holding.
  • Independent Financial Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2021 and has held it in 21 quarters since.
  • Independent Financial Group's First Trust Small Cap Core AlphaDEX Fund position peaked at $705K in Q4 2023.
  • 20 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2026.

Based on Independent Financial Group's 13F filing for Q3 2026, filed 13 Oct 2026.