AE Wealth Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

AE Wealth Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-3,227	Closed	-$288K	–	1464
2023 Q4	$288K	Buy	3,227 +438	+16%	+$36K	﹤0.01%	1725
2023 Q3	$225K	Sell	2,789 -12	-0.4%	-$1.01K	﹤0.01%	1738
2023 Q2	$230K	Buy	+2,801	New	+$221K	﹤0.01%	1696
2022 Q4	–	Sell	-4,574	Closed	-$333K	–	1846
2022 Q3	$333K	Buy	4,574 +182	+4%	+$14.8K	﹤0.01%	1429
2022 Q2	$337K	Sell	4,392 -286	-6%	-$23.9K	﹤0.01%	1392
2022 Q1	$428K	Buy	4,678 +211	+5%	+$19.3K	﹤0.01%	1283
2021 Q4	$434K	Buy	+4,467	New	+$429K	﹤0.01%	1301
2020 Q2	–	Sell	-11,584	Closed	-$476K	–	1291
2020 Q1	$476K	Buy	11,584 +2,298	+25%	+$130K	0.01%	701
2019 Q4	$603K	Buy	+9,286	New	+$577K	0.01%	674
2019 Q3	–	Sell	-11,043	Closed	-$679K	–	1016
2019 Q2	$679K	Buy	+11,043	New	+$677K	0.02%	508

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AE Wealth Management's FYX Position: Q1 2024 in Review

AE Wealth Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2024, closing a stake of 3,227 shares — an estimated $288K sold.

AE Wealth Management first reported a position in FYX in Q2 2019 and held it in 10 quarters. The position peaked at $679K in Q2 2019. 145 funds tracked by Wall St. Rank hold FYX as of Q1 2024.

AE Wealth Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2024 after selling out during the quarter.
AE Wealth Management sold 3,227 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2024, an estimated $288K.
AE Wealth Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2019 and held it in 10 quarters.
AE Wealth Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $679K in Q2 2019.
145 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2024.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.