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Independent Wealth Network’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Independent Wealth Network’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-4,380
Closed -$496K – 315
2025
Q4 		$496K Sell
4,380
-164
-4% -$18.2K 0.15% 149
2025
Q3 		$495K Sell
4,544
-106
-2% -$11K 0.16% 148
2025
Q2 		$452K Buy
4,650
+71
+2% +$6.42K 0.16% 149
2025
Q1 		$413K Buy
4,579
+106
+2% +$10.4K 0.16% 147
2024
Q4 		$452K Sell
4,473
-126
-3% -$13K 0.18% 137
2024
Q3 		$458K Sell
4,599
-38
-0.8% -$3.64K 0.2% 126
2024
Q2 		$419K Buy
4,637
+6
+0.1% +$544 0.2% 133
2024
Q1 		$432K Buy
4,631
+15
+0.3% +$1.34K 0.2% 128
2023
Q4 		$423K Sell
4,616
-57
-1% -$4.68K 0.22% 119
2023
Q3 		$377K Sell
4,673
-545
-10% -$46K 0.23% 113
2023
Q2 		$429K Sell
5,218
-101
-2% -$7.98K 0.26% 103
2023
Q1 		$429K Sell
5,319
-48
-0.9% -$4K 0.27% 91
2022
Q4 		$421K Buy
5,367
+34
+0.6% +$2.71K 0.29% 84
2022
Q3 		$388K Sell
5,333
-265
-5% -$21.5K 0.3% 86
2022
Q2 		$429K Sell
5,598
-368
-6% -$30.8K 0.31% 85
2022
Q1 		$546K Buy
5,966
+180
+3% +$16.5K 0.35% 79
2021
Q4 		$562K Buy
5,786
+195
+3% +$18.7K 0.35% 78
2021
Q3 		$556K Buy
+5,591
New +$511K 0.36% 76

Other funds holding FYX

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Independent Wealth Network's FYX Position: Q1 2026 in Review

Independent Wealth Network sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2026, closing a stake of 4,380 shares — an estimated $496K sold.

Independent Wealth Network first reported a position in FYX in Q3 2021 and held it in 18 quarters. The position peaked at $562K in Q4 2021. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

  • Independent Wealth Network reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2026 after selling out during the quarter.
  • Independent Wealth Network sold 4,380 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $496K.
  • Independent Wealth Network first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2021 and held it in 18 quarters.
  • Independent Wealth Network's First Trust Small Cap Core AlphaDEX Fund position peaked at $562K in Q4 2021.
  • 181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on Independent Wealth Network's 13F filing for Q1 2026, filed 21 Apr 2026.