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First Trust Small Cap Core AlphaDEX Fund

110 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
+7
Holders Change %
+6.8%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
18
Increased
30
Reduced
46
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
CFGS
51
Concourse Financial Group Securities
Alabama
$531K +$296K +4,565 +126%
RFN
52
RDA Financial Network
Iowa
$504K -$38.2K -605 -7%
LWAC
53
Laurel Wealth Advisors (California)
California
$493K +$130 +2 +0%
SS
54
Simplicity Solutions
Minnesota
$473K +$473K +7,290 New
JPMorgan Chase & Co
55
JPMorgan Chase & Co
New York
$415K -$32.4K -499 -7%
SG
56
StoneX Group
New York
$405K +$116K +1,785 +40%
IAA
57
Independent Advisor Alliance
North Carolina
$387K +$387K +5,964 New
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$382K -$15.3K -236 -4%
CWA
59
Clarus Wealth Advisors
Arizona
$380K -$54.1K -838 -12%
BW
60
Bison Wealth
Georgia
$377K +$65 +1 +0%
SCA
61
Snowden Capital Advisors
New York
$375K -$439K -6,755 -54%
EW
62
Element Wealth
Mississippi
$371K +$371K +5,720 New
First Trust Advisors
63
First Trust Advisors
Illinois
$346K +$260 +4 +0.1%
PAG
64
Private Advisor Group
New Jersey
$342K +$55.6K +857 +19%
TA
65
TFG Advisers
Michigan
$335K -$28.4K -438 -8%
VCP
66
Verus Capital Partners
Arizona
$331K +$331K +5,095 New
VFA
67
Voya Financial Advisors
Connecticut
$330K
NFC
68
Northeast Financial Consultants
Connecticut
$286K
OIA
69
OneDigital Investment Advisors
Kansas
$282K -$11.9K -183 -4%
HPC
70
HM Payson & Co
Maine
$278K -$13K -200 -4%
SPIA
71
Steward Partners Investment Advisory
New York
$275K -$19.4K -300 -7%
WAS
72
Wealth Advisory Solutions
Indiana
$274K +$274K +4,217 New
Carson Wealth (CWM LLC)
73
Carson Wealth (CWM LLC)
Nebraska
$271K
MML Investors Services
74
MML Investors Services
Massachusetts
$240K -$131K -2,010 -35%
SPC
75
Sigma Planning Corp
Michigan
$233K -$34.2K -528 -13%