StoneX Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

StoneX Group’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-6,242	Closed	-$405K	–	274
2019 Q4	$405K	Buy	6,242 +1,785	+40%	+$111K	0.17%	175
2019 Q3	$268K	Sell	4,457 -253	-5%	-$15.2K	0.17%	188
2019 Q2	$290K	Sell	4,710 -304	-6%	-$18.6K	0.19%	169
2019 Q1	$309K	Sell	5,014 -451	-8%	-$27.4K	0.24%	149
2018 Q4	$296K	Sell	5,465 -1,023	-16%	-$62.1K	0.29%	139
2018 Q3	$447K	Sell	6,488 -370	-5%	-$25.3K	0.33%	100
2018 Q2	$453K	Buy	6,858 +999	+17%	+$63.7K	0.39%	89
2018 Q1	$353K	Buy	5,859 +2,532	+76%	+$155K	0.34%	111
2017 Q4	$204K	Buy	+3,327	New	+$199K	0.21%	189

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

StoneX Group's FYX Position: Q1 2020 in Review

StoneX Group sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2020, closing a stake of 6,242 shares — an estimated $405K sold.

StoneX Group first reported a position in FYX in Q4 2017 and held it in 9 quarters. The position peaked at $453K in Q2 2018. 88 funds tracked by Wall St. Rank hold FYX as of Q1 2020.

StoneX Group reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
StoneX Group sold 6,242 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $405K.
StoneX Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2017 and held it in 9 quarters.
StoneX Group's First Trust Small Cap Core AlphaDEX Fund position peaked at $453K in Q2 2018.
88 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2020.

Based on StoneX Group's 13F filing for Q1 2020, filed 30 Apr 2020.