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First Trust Small Cap Core AlphaDEX Fund

98 hedge funds and large institutions have $444M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 45 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+3
Holders Change %
+3.16%
% of All Funds
2.24%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
45
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
CPIG
51
Chicago Partners Investment Group
Illinois
$637K +$36.7K +618 +6%
First Trust Advisors
52
First Trust Advisors
Illinois
$565K
BW
53
Bison Wealth
Georgia
$552K +$51.7K +750 +10%
CS
54
Credit Suisse
Switzerland
$513K +$140K +2,034 +38%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$497K +$14.4K +209 +3%
LWAC
56
Laurel Wealth Advisors (California)
California
$454K +$37.8K +548 +9%
SG
57
StoneX Group
New York
$447K -$25.5K -370 -5%
LI
58
LVZ Inc
Michigan
$443K +$18K +278 +4%
FHC
59
First Heartland Consultants
Missouri
$437K +$437K +6,330 New
SWP
60
Stratos Wealth Partners
Ohio
$415K +$44.8K +650 +12%
VFA
61
Voya Financial Advisors
Connecticut
$393K +$60.2K +876 +18%
CFGS
62
Concourse Financial Group Securities
Alabama
$384K +$384K +5,573 New
SS
63
Simplicity Solutions
Minnesota
$381K +$381K +5,527 New
SPIA
64
Steward Partners Investment Advisory
New York
$366K -$90.4K -1,311 -20%
GFPC
65
Global Financial Private Capital
Florida
$304K +$12.4K +180 +4%
NFC
66
Northeast Financial Consultants
Connecticut
$303K +$303K +4,400 New
PGFC
67
Peapack-Gladstone Financial Corp
New Jersey
$276K
FAIM
68
Financial Advocates Investment Management
Washington
$267K +$267K +3,877 New
SPC
69
Sigma Planning Corp
Michigan
$244K +$3.24K +47 +1%
MHS
70
M Holdings Securities
Oregon
$231K +$231K +3,347 New
Citigroup
71
Citigroup
New York
$230K +$69 +1 +0%
SF
72
Synovus Financial
Georgia
$228K
ASN
73
Advisory Services Network
Georgia
$204K
TRCT
74
Tower Research Capital (TRC)
New York
$193K +$193K +2,804 New
CHC
75
City Holding Co
West Virginia
$141K