Global Financial Private Capital’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Global Financial Private Capital’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-4,412	Closed	-$304K	–	391
2018 Q3	$304K	Buy	4,412 +180	+4%	+$12.3K	0.01%	444
2018 Q2	$279K	Buy	4,232 +217	+5%	+$13.8K	0.01%	461
2018 Q1	$242K	Buy	4,015 +108	+3%	+$6.62K	0.01%	478
2017 Q4	$239K	Buy	+3,907	New	+$234K	0.01%	468

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Global Financial Private Capital's FYX Position: Q4 2018 in Review

Global Financial Private Capital sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2018, closing a stake of 4,412 shares — an estimated $304K sold.

Global Financial Private Capital first reported a position in FYX in Q4 2017 and held it in 4 quarters. The position peaked at $304K in Q3 2018. 103 funds tracked by Wall St. Rank hold FYX as of Q4 2018.

Global Financial Private Capital reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Global Financial Private Capital sold 4,412 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $304K.
Global Financial Private Capital first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2017 and held it in 4 quarters.
Global Financial Private Capital's First Trust Small Cap Core AlphaDEX Fund position peaked at $304K in Q3 2018.
103 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2018.

Based on Global Financial Private Capital's 13F filing for Q4 2018, filed 5 Feb 2019.