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First Trust Small Cap Core AlphaDEX Fund

86 hedge funds and large institutions have $267M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 37 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 26

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

1% more funds holding

Funds holding: 8586 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.04% less ownership

Funds ownership: 52.13%50.09% (-2%)

8% less capital invested

Capital invested by funds: $289M → $267M (-$22.1M)

Holders
86
Holders Change
+1
Holders Change %
+1.18%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
37
Reduced
26
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.57M -$196K -3,190 -11%
PNC
27
Park National Corp
Ohio
$1.46M -$56.6K -923 -4%
MML Investors Services
28
MML Investors Services
Massachusetts
$1.45M +$1.2M +19,539 +424%
WI
29
Wintrust Investments
Illinois
$1.45M +$54K +881 +4%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$1.36M +$1.39M +22,638 New
CS
31
Credit Suisse
Switzerland
$1.35M +$1.38M +22,440 New
UR
32
USCA RIA
Texas
$1.05M +$28.4K +463 +3%
FWM
33
Frontier Wealth Management
Missouri
$1.02M +$324K +5,290 +46%
CS
34
Comerica Securities
Michigan
$981K -$19K -310 -2%
JP Morgan Chase
35
JP Morgan Chase
New York
$952K +$181K +2,961 +23%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$875K +$13.1K +213 +1%
SCA
37
Snowden Capital Advisors
New York
$853K +$348K +5,680 +67%
NWM
38
Northwest Wealth Management
Iowa
$761K +$22.8K +372 +3%
IA
39
IFP Advisors
Florida
$691K
CPIG
40
Chicago Partners Investment Group
Illinois
$608K +$26.8K +437 +5%
CWS
41
Cypress Wealth Services
California
$586K +$68.8K +1,123 +13%
WS
42
Wedbush Securities
California
$569K -$92.1K -1,502 -14%
SPIA
43
Steward Partners Investment Advisory
New York
$534K +$32.2K +525 +6%
First Trust Advisors
44
First Trust Advisors
Illinois
$519K -$56.8K -926 -10%
CP
45
Camelot Portfolios
Ohio
$459K +$467K +7,628 New
BW
46
Bison Wealth
Georgia
$379K +$9.38K +153 +2%
LWAC
47
Laurel Wealth Advisors (California)
California
$367K +$123 +2 +0%
SG
48
StoneX Group
New York
$353K +$155K +2,532 +76%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$322K +$17.6K +287 +6%
SWP
50
Stratos Wealth Partners
Ohio
$298K -$12.7K -208 -4%

FYX Hedge Fund Activity: Q1 2018 in Review

86 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2018, worth a combined $267M — down 7.7% from $289M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYX positions and 9 closed out — a net gain of 2 holders — while 37 added to existing stakes and 26 trimmed.

The largest buyer was UBS Group, adding an estimated $3.37M. The largest seller was Morgan Stanley, cutting an estimated $6.83M.

  • 86 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2018, up from 85 in Q4 2017.
  • Funds reported $267M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2018, down 7.7% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2018 and 9 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2018 was UBS Group, an estimated $3.37M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $6.83M sold.

Based on aggregated 13F filings for Q1 2018.