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First Trust Small Cap Core AlphaDEX Fund

75 hedge funds and large institutions have $246M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 36 increasing their positions, 26 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 26

3% more capital invested

Capital invested by funds: $240M → $246M (+$6.46M)

1.05% less ownership

Funds ownership: 49.27%48.23% (-1%)

3% less funds holding

Funds holding: 7775 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
75
Holders Change
-2
Holders Change %
-2.6%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
36
Reduced
26
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$1.54M +$96.9K +1,739 +7%
PNC
27
Park National Corp
Ohio
$1.53M +$101K +1,807 +7%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.52M +$38.9K +698 +3%
WI
29
Wintrust Investments
Illinois
$1.43M -$163K -2,934 -11%
CAN
30
Cetera Advisor Networks
California
$1.25M -$46.4K -832 -4%
ICOA
31
Investment Centers of America
North Dakota
$1.2M -$719K -12,907 -39%
MML Investors Services
32
MML Investors Services
Massachusetts
$1.13M -$150K -2,684 -12%
CS
33
Comerica Securities
Michigan
$962K -$2.23K -40 -0.2%
FWM
34
Frontier Wealth Management
Missouri
$936K +$101K +1,807 +13%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$911K -$2.02M -36,175 -70%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$879K +$173K +3,108 +26%
UR
37
USCA RIA
Texas
$877K
VF
38
Virtu Financial
New York
$832K +$786K +14,113 New
JP Morgan Chase
39
JP Morgan Chase
New York
$770K +$14.6K +262 +2%
GS
40
Girard Securities
California
$761K -$38.3K -688 -5%
Ameriprise
41
Ameriprise
Minnesota
$706K -$3.38M -60,672 -84%
IA
42
IFP Advisors
Florida
$668K +$61.6K +1,105 +11%
First Trust Advisors
43
First Trust Advisors
Illinois
$565K -$101K -1,804 -16%
CPIG
44
Chicago Partners Investment Group
Illinois
$558K +$63.4K +1,138 +14%
SCA
45
Snowden Capital Advisors
New York
$452K +$25.8K +463 +6%
SPIA
46
Steward Partners Investment Advisory
New York
$427K +$404K +7,245 New
HSA
47
HBK Sorce Advisory
Pennsylvania
$375K +$167 +3 +0%
BW
48
Bison Wealth
Georgia
$362K
LWAC
49
Laurel Wealth Advisors (California)
California
$360K -$5.46K -98 -2%
SF
50
Synovus Financial
Georgia
$354K -$63.5K -1,140 -16%

FYX Hedge Fund Activity: Q3 2017 in Review

75 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2017, worth a combined $246M — up 2.7% from $240M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FYX and 4 opened new positions — a net loss of 1 holder — while 26 trimmed existing stakes and 36 added.

The largest buyer was Janney Montgomery Scott, adding an estimated $2.14M. The largest seller was Wells Fargo, cutting an estimated $5.18M.

  • 75 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2017, down from 77 in Q2 2017.
  • Funds reported $246M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2017, up 2.7% quarter-over-quarter.
  • 4 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2017 and 5 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2017 was Janney Montgomery Scott, an estimated $2.14M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $5.18M sold.

Based on aggregated 13F filings for Q3 2017.