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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

75 hedge funds and large institutions have $246M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 36 increasing their positions, 26 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
-2
Holders Change %
-2.6%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
36
Reduced
26
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$5.94M
2
CS
2
Credit Suisse
Switzerland
$3.46M
3
HAFS
3
Hapanowicz & Associates Financial Services
Pennsylvania
$11M
4
VF
4
Virtu Financial
New York
$832K
5
SPIA
5
Steward Partners Investment Advisory
New York
$427K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$46.7M
2
Ameriprise
2
Ameriprise
Minnesota
$706K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$911K
4
UBS Group
4
UBS Group
Switzerland
$16M
5
SG Americas Securities
5
SG Americas Securities
New York
$282K
Name Market Value Shares Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$1.54M 26,171 +1,739 +7%
PNC
27
Park National Corp
Ohio
$1.53M 25,988 +1,807 +7%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.52M 25,796 +698 +3%
WI
29
Wintrust Investments
Illinois
$1.43M 24,171 -2,934 -11%
CAN
30
Cetera Advisor Networks
California
$1.25M 21,187 -832 -4%
ICOA
31
Investment Centers of America
North Dakota
$1.2M 20,466 -12,907 -39%
MML Investors Services
32
MML Investors Services
Massachusetts
$1.13M 19,159 -2,684 -12%
CS
33
Comerica Securities
Michigan
$962K 16,317 -40 -0.2%
FWM
34
Frontier Wealth Management
Missouri
$936K 15,868 +1,807 +13%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$911K 15,438 -36,175 -70%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$879K 14,995 +3,108 +26%
UR
37
USCA RIA
Texas
$877K 15,774 – –
VF
38
Virtu Financial
New York
$832K 14,113 +14,113 New
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
$770K 13,079 +262 +2%
GS
40
Girard Securities
California
$761K 12,883 -688 -5%
Ameriprise
41
Ameriprise
Minnesota
$706K 11,974 -60,672 -84%
IA
42
IFP Advisors
Florida
$668K 11,319 +1,105 +11%
First Trust Advisors
43
First Trust Advisors
Illinois
$565K 9,572 -1,804 -16%
CPIG
44
Chicago Partners Investment Group
Illinois
$558K 9,453 +1,138 +14%
SCA
45
Snowden Capital Advisors
New York
$452K 7,664 +463 +6%
SPIA
46
Steward Partners Investment Advisory
New York
$427K 7,245 +7,245 New
HSA
47
HBK Sorce Advisory
Pennsylvania
$375K 6,366 +3 +0%
BW
48
Bison Wealth
Georgia
$362K 6,146 – –
LWAC
49
Laurel Wealth Advisors (California)
California
$360K 6,109 -98 -2%
SF
50
Synovus Financial
Georgia
$354K 5,998 -1,140 -16%
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