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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $196M → $215M (+$18.9M)

0.61% more ownership

Funds ownership: 44.56%45.16% (+0.61%)

0% more funds holding

Funds holding: 6969 (0)

34% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 32

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.09M -$98.2K -2,013 -8%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$970K -$15K -307 -2%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$861K +$73.4K +1,504 +10%
Citadel Advisors
29
Citadel Advisors
Florida
$831K -$2.32M -47,461 -74%
FWM
30
Frontier Wealth Management
Missouri
$769K
UR
31
USCA RIA
Texas
$722K +$19.5K +400 +3%
HighTower Advisors
32
HighTower Advisors
Illinois
$720K +$702K +14,398 New
CWM
33
Cornerstone Wealth Management
Missouri
$706K +$696K +14,269 New
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$657K -$197K -4,044 -23%
AG
35
Advisor Group
Arizona
$652K -$47.5K -974 -7%
First Trust Advisors
36
First Trust Advisors
Illinois
$644K -$183K -3,744 -22%
DADC
37
D.A. Davidson & Co
Montana
$643K +$30.8K +631 +5%
MFS
38
MSI Financial Services
Massachusetts
$585K +$299K +6,137 +109%
US Bancorp
39
US Bancorp
Minnesota
$563K +$289K +5,930 +110%
AI
40
Atria Investments
North Carolina
$509K -$25.1K -514 -5%
JP Morgan Chase
41
JP Morgan Chase
New York
$471K +$16.1K +329 +4%
GS
42
Girard Securities
California
$453K -$15.9K -326 -3%
LPT
43
Legacy Private Trust
Wisconsin
$450K +$105K +2,160 +31%
BW
44
Bison Wealth
Georgia
$344K -$12.8K -262 -4%
BTS
45
BB&T Securities
Virginia
$334K -$349K -7,144 -52%
SF
46
Synovus Financial
Georgia
$333K
IA
47
IFP Advisors
Florida
$329K -$24.1K -494 -7%
LWAC
48
Laurel Wealth Advisors (California)
California
$279K -$3.32K -68 -1%
SCA
49
Snowden Capital Advisors
New York
$270K
HSA
50
HBK Sorce Advisory
Pennsylvania
$255K +$250K +5,129 New

FYX Hedge Fund Activity: Q3 2016 in Review

69 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2016, worth a combined $215M — up 9.6% from $196M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYX positions and 6 closed out — a net gain of 4 holders — while 21 added to existing stakes and 32 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.34M. The largest seller was Envestnet Asset Management, cutting an estimated $3.66M.

  • 69 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $215M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $7.34M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2016 was Envestnet Asset Management, an estimated $3.66M sold.

Based on aggregated 13F filings for Q3 2016.