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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.09M -$100K -2,013 -8%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$970K -$15.3K -307 -2%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$861K +$75K +1,504 +10%
Citadel Advisors
29
Citadel Advisors
Florida
$831K -$2.36M -47,461 -74%
FWM
30
Frontier Wealth Management
Missouri
$769K
UR
31
USCA RIA
Texas
$722K +$19.9K +400 +3%
HighTower Advisors
32
HighTower Advisors
Illinois
$720K +$720K +14,398 New
CWM
33
Cornerstone Wealth Management
Missouri
$706K +$706K +14,269 New
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$657K -$201K -4,044 -23%
AG
35
Advisor Group
Arizona
$652K -$48.5K -974 -7%
First Trust Advisors
36
First Trust Advisors
Illinois
$644K -$187K -3,744 -22%
DADC
37
D.A. Davidson & Co
Montana
$643K +$31.4K +631 +5%
MFS
38
MSI Financial Services
Massachusetts
$585K +$305K +6,137 +109%
US Bancorp
39
US Bancorp
Minnesota
$563K +$295K +5,930 +110%
AI
40
Atria Investments
North Carolina
$509K -$25.6K -514 -5%
JPMorgan Chase & Co
41
JPMorgan Chase & Co
New York
$471K +$16.4K +329 +4%
GS
42
Girard Securities
California
$453K -$16.2K -326 -3%
LPT
43
Legacy Private Trust
Wisconsin
$450K +$108K +2,160 +31%
BW
44
Bison Wealth
Georgia
$344K -$13.1K -262 -4%
BTS
45
BB&T Securities
Virginia
$334K -$355K -7,144 -52%
SF
46
Synovus Financial
Georgia
$333K
IA
47
IFP Advisors
Florida
$329K -$24.6K -494 -7%
LWAC
48
Laurel Wealth Advisors (California)
California
$279K -$3.39K -68 -1%
SCA
49
Snowden Capital Advisors
New York
$270K
HSA
50
HBK Sorce Advisory
Pennsylvania
$255K +$255K +5,129 New