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First Trust Small Cap Core AlphaDEX Fund

59 hedge funds and large institutions have $393M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $401M → $393M (-$8.34M)

1.23% less ownership

Funds ownership: 56.29%55.06% (-1.2%)

8% less funds holding

Funds holding: 6459 (-5)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
59
Holders Change
-5
Holders Change %
-7.81%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
30
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$1.68M -$69.6K -1,378 -4%
PNC
27
Park National Corp
Ohio
$1.23M +$193K +3,825 +18%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.04M +$5.51K +109 +0.5%
CAN
29
Cetera Advisor Networks
California
$920K
First Trust Advisors
30
First Trust Advisors
Illinois
$911K -$94.9K -1,879 -9%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$814K +$69.9K +1,383 +9%
AIG
32
American International Group
New York
$762K -$957K -18,941 -55%
FAAS
33
First Allied Advisory Services
California
$707K +$4.04K +80 +0.6%
CS
34
Comerica Securities
Michigan
$614K +$54.5K +1,078 +10%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$595K -$113K -2,237 -16%
UR
36
USCA RIA
Texas
$574K +$78.4K +1,551 +16%
MAA
37
Managed Account Advisors
New Jersey
$543K +$93.7K +1,854 +21%
Citadel Advisors
38
Citadel Advisors
Florida
$514K +$520K +10,292 New
SF
39
Synovus Financial
Georgia
$316K -$33.1K -655 -9%
SS
40
Simplicity Solutions
Minnesota
$283K +$59.2K +1,171 +26%
FWM
41
Frontier Wealth Management
Missouri
$279K +$25.1K +496 +10%
RJT
42
Raymond James Trust
Florida
$271K
ICAS
43
Investors Capital Advisory Services
Massachusetts
$259K +$263K +5,200 New
CAM
44
Concorde Asset Management
Michigan
$209K +$211K +4,174 New
OC
45
Oppenheimer & Co
New York
$204K -$3.18K -63 -2%
MFS
46
MSI Financial Services
Massachusetts
$169K +$8.14K +161 +5%
Citigroup
47
Citigroup
New York
$165K +$85.8K +1,697 +106%
CPIG
48
Chicago Partners Investment Group
Illinois
$140K -$66.7K -1,319 -32%
RIA
49
Regal Investment Advisors
Michigan
$122K +$51 +1 +0%
NFG
50
Next Financial Group
Texas
$71K

FYX Hedge Fund Activity: Q2 2015 in Review

59 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2015, worth a combined $393M — down 2.1% from $401M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FYX and 6 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 30 added.

The largest buyer was Wells Fargo, adding an estimated $11.2M. The largest seller was Aviance Capital Management, exiting entirely with an estimated $5.05M sold.

  • 59 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2015, down from 64 in Q1 2015.
  • Funds reported $393M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2015, down 2.1% quarter-over-quarter.
  • 6 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2015 and 10 closed out, a net change of -4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2015 was Wells Fargo, an estimated $11.2M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2015 was Aviance Capital Management, an estimated $5.05M sold.

Based on aggregated 13F filings for Q2 2015.