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First Trust Small Cap Value AlphaDEX Fund
FYT

69 hedge funds and large institutions have $163M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2.8% more ownership

Funds ownership: 69.96% → 72.76% (+2.8%)

1% more funds holding

Funds holding: 68 → 69 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 22

12% less capital invested

Capital invested by funds: $186M → $163M (-$22.4M)

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
22
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$15.8M
2
SPIA
Steward Partners Investment Advisory
New York
+$1.69M
3
TFA
Transamerica Financial Advisors
Florida
+$1.51M
4
GVAG
Great Valley Advisor Group
Delaware
+$1.16M
5
TRCT
Tower Research Capital (TRC)
New York
+$609K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$5.6M
2
Morgan Stanley
Morgan Stanley
New York
-$5.21M
3
Wells Fargo
Wells Fargo
California
-$2.54M
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$1.7M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$141K +$83.8K +1,749 +124%
FFA
52
Founders Financial Alliance
North Carolina
$123K – – –
SWM
53
SeaCrest Wealth Management
New York
$120K +$131K +2,726 New
SWM
54
Spire Wealth Management
Virginia
$108K -$598K -12,481 -84%
CAL
55
Capital Analysts LLC
Pennsylvania
$100K – – –
CWM
56
Cranbrook Wealth Management
Michigan
$80K – – –
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$74K +$45.2K +943 +126%
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$50K – – –
Fidelity Investments
59
Fidelity Investments
Massachusetts
$46K -$52.5K -1,096 -51%
GRP
60
Global Retirement Partners
California
$32K +$144 +3 +0.4%
CFGS
61
Concourse Financial Group Securities
Alabama
$24K -$16.5K -345 -39%
IA
62
IFP Advisors
Florida
$17K – – –
MIM
63
MTM Investment Management
South Carolina
$15K – – –
TWC
64
TD Waterhouse Canada
Ontario, Canada
$9.99K +$10.7K +223 New
APA
65
American Portfolios Advisors
New York
$4.4K – – –
Citigroup
66
Citigroup
New York
$4K +$4.5K +94 New
RG
67
Retirement Group
California
$1K – – –
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
– -$1.7M -35,407 -100%
TCM
69
Triumph Capital Management
Colorado
– -$1.03M -20,188 Closed
WWM
70
Western Wealth Management
Colorado
– -$874K -17,118 Closed
WP
71
WealthSource Partners
California
– -$526K -10,301 Closed
MCC
72
Money Concepts Capital
Florida
– -$287K -5,627 Closed
ASN
73
Advisory Services Network
Georgia
– -$251K -4,914 Closed
IWA
74
Intercontinental Wealth Advisors
Texas
– -$204K -4,000 Closed
PFS
75
Prospera Financial Services
Texas
– -$10K -200 Closed
1 2
3

FYT Hedge Fund Activity: Q2 2022 in Review

69 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2022, worth a combined $163M — down 12% from $186M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 7 closed out — a net gain of 1 holder — while 22 added to existing stakes and 22 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $15.8M. The largest seller was LPL Financial, cutting an estimated $5.6M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2022, up from 68 in Q1 2022.
  • Funds reported $163M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2022, down 12% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2022 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2022 was Raymond James Financial Services Advisors, an estimated $15.8M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2022 was LPL Financial, an estimated $5.6M sold.

Based on aggregated 13F filings for Q2 2022.