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First Trust Small Cap Value AlphaDEX Fund

55 hedge funds and large institutions have $158M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.61% less ownership

Funds ownership: 74.29%68.68% (-5.6%)

19% less funds holding

Funds holding: 6855 (-13)

34% less capital invested

Capital invested by funds: $240M → $158M (-$82.5M)

48% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 29

76% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 17

Holders
55
Holders Change
-13
Holders Change %
-19.12%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
29
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
51
IFP Advisors
Florida
$19K
PA
52
PSI Advisors
Florida
$17K +$17.5K +350 New
MIM
53
MTM Investment Management
South Carolina
$16K +$16.3K +325 New
APA
54
American Portfolios Advisors
New York
$4.99K
RG
55
Retirement Group
California
$1K
First Trust Advisors
56
First Trust Advisors
Illinois
-$6.1M -119,817 Closed
SMF
57
Sterling Manor Financial
New York
-$4.14M -81,240 Closed
HR
58
Hayden Royal
North Carolina
-$3.2M -62,912 Closed
PAG
59
Private Advisory Group
Washington
-$3.04M -59,664 Closed
Baird Financial Group
60
Baird Financial Group
Wisconsin
-$2.35M -46,240 Closed
GSC
61
G&S Capital
Colorado
-$1.05M -20,558 Closed
MOS
62
MGO One Seven
Ohio
-$749K -14,715 Closed
CWM
63
Cornerstone Wealth Management
Missouri
-$739K -14,506 Closed
ARC
64
Advisor Resource Council
Texas
-$624K -12,246 Closed
BCM
65
Brookstone Capital Management
Illinois
-$580K -11,644 Closed
LS
66
Leelyn Smith
Illinois
-$531K -10,421 Closed
Citigroup
67
Citigroup
New York
-$354K -6,950 Closed
ASN
68
Advisory Services Network
Georgia
-$290K -5,688 Closed
KA
69
Kovack Advisors
Florida
-$229K -4,496 Closed
IWA
70
Intercontinental Wealth Advisors
Texas
-$204K -4,000 Closed
TFA
71
Transamerica Financial Advisors
Florida
-$33K -644 Closed
CFA
72
Carroll Financial Associates
North Carolina
-$30K -599 Closed

FYT Hedge Fund Activity: Q3 2021 in Review

55 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2021, worth a combined $158M — down 34% from $240M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYT and 4 opened new positions — a net loss of 13 holders — while 29 trimmed existing stakes and 15 added.

The largest buyer was Great Valley Advisor Group, adding an estimated $817K. The largest seller was Wells Fargo, cutting an estimated $17.1M.

  • 55 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2021, down from 68 in Q2 2021.
  • Funds reported $158M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2021, down 34% quarter-over-quarter.
  • 4 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2021 and 17 closed out, a net change of -13 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2021 was Great Valley Advisor Group, an estimated $817K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2021 was Wells Fargo, an estimated $17.1M sold.

Based on aggregated 13F filings for Q3 2021.