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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

55 hedge funds and large institutions have $158M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
-13
Holders Change %
-19.12%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
15
Reduced
29
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GVAG
1
Great Valley Advisor Group
Delaware
$10.8M
2
Koshinski Asset Management
2
Koshinski Asset Management
Illinois
$1.55M
3
FTUS
3
Flow Traders U.S.
New York
$774K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.5M
5
TRCT
5
Tower Research Capital (TRC)
New York
$1.28M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$23.4M
2
Truist Financial
2
Truist Financial
North Carolina
$6.84M
3
Morgan Stanley
3
Morgan Stanley
New York
$18.3M
4
LPL Financial
4
LPL Financial
California
$17.2M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
51
IFP Advisors
Florida
$19K – – –
PA
52
PSI Advisors
Florida
$17K +$17K +350 New
MIM
53
MTM Investment Management
South Carolina
$16K +$16K +325 New
APA
54
American Portfolios Advisors
New York
$4.99K – – –
RG
55
Retirement Group
California
$1K – – –
First Trust Advisors
56
First Trust Advisors
Illinois
– -$6.1M -119,817 Closed
SMF
57
Sterling Manor Financial
New York
– -$4.14M -81,240 Closed
HR
58
Hayden Royal
North Carolina
– -$3.2M -62,912 Closed
PAG
59
Private Advisory Group
Washington
– -$3.04M -59,664 Closed
Baird Financial Group
60
Baird Financial Group
Wisconsin
– -$2.36M -46,240 Closed
GSC
61
G&S Capital
Colorado
– -$1.05M -20,558 Closed
MOS
62
MGO One Seven
Ohio
– -$749K -14,715 Closed
CWM
63
Cornerstone Wealth Management
Missouri
– -$739K -14,506 Closed
ARC
64
Advisor Resource Council
Texas
– -$624K -12,246 Closed
BCM
65
Brookstone Capital Management
Illinois
– -$580K -11,644 Closed
LS
66
Leelyn Smith
Illinois
– -$531K -10,421 Closed
Citigroup
67
Citigroup
New York
– -$354K -6,950 Closed
ASN
68
Advisory Services Network
Georgia
– -$290K -5,688 Closed
KA
69
Kovack Advisors
Florida
– -$229K -4,496 Closed
IWA
70
Intercontinental Wealth Advisors
Texas
– -$204K -4,000 Closed
TFA
71
Transamerica Financial Advisors
Florida
– -$33K -644 Closed
CFA
72
Carroll Financial Associates
North Carolina
– -$30K -599 Closed
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