We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund
FYT

68 hedge funds and large institutions have $122M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 21

1% less funds holding

Funds holding: 69 → 68 (-1)

2.63% less ownership

Funds ownership: 72.76% → 70.13% (-2.6%)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

25% less capital invested

Capital invested by funds: $163M → $122M (-$41.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
23
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.56M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.73M
3
GVAG
Great Valley Advisor Group
Delaware
+$1.65M
4
SPC
Sigma Planning Corp
Michigan
+$1.44M
5
Jane Street
Jane Street
New York
+$892K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$16.6M
2
Wells Fargo
Wells Fargo
California
-$9.17M
3
OPOWM
One Plus One Wealth Management
Florida
-$5.43M
4
Truist Financial
Truist Financial
North Carolina
-$3.71M
5
SMF
Sterling Manor Financial
New York
-$2.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
26
Jane Street
New York
$780K +$892K +19,250 New
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$668K +$163K +3,518 +27%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$628K +$4.45K +96 +0.6%
Citadel Advisors
29
Citadel Advisors
Florida
$612K +$700K +15,104 New
PWP
30
Pursue Wealth Partners
California
$608K – – –
SFP
31
Sweet Financial Partners
Minnesota
$472K – – –
FFN
32
Focus Financial Network
Minnesota
$447K +$511K +11,038 New
CPIG
33
Chicago Partners Investment Group
Illinois
$386K +$52.5K +1,134 +15%
MCM
34
MAI Capital Management
Ohio
$375K – – –
Goldman Sachs
35
Goldman Sachs
New York
$365K – – –
Koshinski Asset Management
36
Koshinski Asset Management
Illinois
$353K -$1.99K -43 -0.5%
MRCM
37
M&R Capital Management
New Jersey
$343K – – –
SMC
38
Smith, Moore & Co
Missouri
$281K +$1.2K +26 +0.4%
PB
39
Pinnacle Bancorp
Nebraska
$271K – – –
DADC
40
D.A. Davidson & Co
Montana
$266K -$24K -518 -7%
PTC
41
Private Trust Company
Ohio
$261K – – –
SS
42
Simplicity Solutions
Minnesota
$245K +$280K +6,042 New
Truist Financial
43
Truist Financial
North Carolina
$235K -$3.71M -80,158 -93%
NWM
44
Northwest Wealth Management
Iowa
$225K – – –
FTUS
45
Flow Traders U.S.
New York
$223K -$293K -6,321 -53%
BAM
46
Belpointe Asset Management
Nevada
$223K +$255K +5,495 New
TA
47
TKG Advisors
Indiana
$211K -$18.9K -409 -7%
WWMSC
48
Wagner Wealth Management (South Carolina)
South Carolina
$210K -$5.42K -117 -2%
GWM
49
Geneos Wealth Management
Colorado
$166K +$44.2K +955 +30%
CAL
50
Capital Analysts LLC
Pennsylvania
$114K +$25K +539 +24%
1
2
3

FYT Hedge Fund Activity: Q3 2022 in Review

68 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2022, worth a combined $122M — down 25% from $163M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FYT and 7 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 23 added.

The largest buyer was Morgan Stanley, adding an estimated $2.56M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $16.6M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2022, down from 69 in Q2 2022.
  • Funds reported $122M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2022, down 25% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2022 and 8 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2022 was Morgan Stanley, an estimated $2.56M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2022.