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First Trust Small Cap Value AlphaDEX Fund
FYT

68 hedge funds and large institutions have $186M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 29 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

190% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 10

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

17% more capital invested

Capital invested by funds: $159M → $186M (+$26.6M)

10% more funds holding

Funds holding: 62 → 68 (+6)

1% more ownership

Funds ownership: 68.96% → 69.96% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
68
Holders Change
+6
Holders Change %
+9.68%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
29
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$9.75M
2
Morgan Stanley
Morgan Stanley
New York
+$5.57M
3
First Trust Advisors
First Trust Advisors
Illinois
+$5.22M
4
UBS Group
UBS Group
Switzerland
+$3.37M
5
SMF
Sterling Manor Financial
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
SPC
Sigma Planning Corp
Michigan
-$2.41M
2
Citadel Advisors
Citadel Advisors
Florida
-$2.11M
3
Truist Financial
Truist Financial
North Carolina
-$1.48M
4
CA
CoreCap Advisors
Michigan
-$1.38M
5
FTUS
Flow Traders U.S.
New York
-$588K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.03M +$483K +9,333 +86%
WWM
27
Western Wealth Management
Colorado
$874K +$886K +17,118 New
SPC
28
Sigma Planning Corp
Michigan
$785K -$2.41M -46,567 -75%
SWM
29
Spire Wealth Management
Virginia
$763K -$35.6K -688 -4%
PWP
30
Pursue Wealth Partners
California
$740K – – –
SFP
31
Sweet Financial Partners
Minnesota
$595K – – –
WWMSC
32
Wagner Wealth Management (South Carolina)
South Carolina
$554K +$324K +6,260 +137%
TRCT
33
Tower Research Capital (TRC)
New York
$528K -$575K -11,123 -52%
WP
34
WealthSource Partners
California
$526K +$533K +10,301 New
TA
35
TKG Advisors
Indiana
$526K +$533K +10,305 New
MOS
36
MGO One Seven
Ohio
$517K +$524K +10,125 New
KAS
37
Kestra Advisory Services
Texas
$502K -$75.8K -1,466 -13%
MCM
38
MAI Capital Management
Ohio
$473K – – –
Goldman Sachs
39
Goldman Sachs
New York
$461K – – –
Koshinski Asset Management
40
Koshinski Asset Management
Illinois
$440K -$26.1K -504 -6%
MRCM
41
M&R Capital Management
New Jersey
$432K – – –
DADC
42
D.A. Davidson & Co
Montana
$403K +$1.71K +33 +0.4%
CPIG
43
Chicago Partners Investment Group
Illinois
$392K +$1.14K +22 +0.3%
PB
44
Pinnacle Bancorp
Nebraska
$342K – – –
SMC
45
Smith, Moore & Co
Missouri
$300K +$466 +9 +0.2%
MCC
46
Money Concepts Capital
Florida
$287K +$291K +5,627 New
NWM
47
Northwest Wealth Management
Iowa
$283K +$42.3K +818 +17%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$267K +$32.2K +623 +14%
ASN
49
Advisory Services Network
Georgia
$251K +$254K +4,914 New
AWA
50
Arkadios Wealth Advisors
Georgia
$240K +$10.6K +205 +5%
1
2
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FYT Hedge Fund Activity: Q1 2022 in Review

68 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2022, worth a combined $186M — up 17% from $159M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FYT positions and 10 closed out — a net gain of 7 holders — while 29 added to existing stakes and 10 trimmed.

The largest buyer was Wells Fargo, adding an estimated $9.75M. The largest seller was Sigma Planning Corp, cutting an estimated $2.41M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2022, up from 62 in Q4 2021.
  • Funds reported $186M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2022, up 17% quarter-over-quarter.
  • 17 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2022 and 10 closed out, a net change of +7 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2022 was Wells Fargo, an estimated $9.75M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2022 was Sigma Planning Corp, an estimated $2.41M sold.

Based on aggregated 13F filings for Q1 2022.