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First Trust Small Cap Value AlphaDEX Fund
FYT

62 hedge funds and large institutions have $159M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

29% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 17

13% more funds holding

Funds holding: 55 → 62 (+7)

1% more capital invested

Capital invested by funds: $158M → $159M (+$1.53M)

0.28% more ownership

Funds ownership: 68.68% → 68.96% (+0.28%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
22
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$5.01M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.61M
3
Wells Fargo
Wells Fargo
California
+$1.51M
4
LPL Financial
LPL Financial
California
+$1.42M
5
GVAG
Great Valley Advisor Group
Delaware
+$735K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$6.11M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.72M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$2.7M
4
HIS
Harvest Investment Services
Illinois
-$1.62M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.47M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWP
26
Pursue Wealth Partners
California
$796K +$785K +15,000 New
TCM
27
Triumph Capital Management
Colorado
$707K +$697K +13,323 New
SFP
28
Sweet Financial Partners
Minnesota
$618K +$609K +11,640 New
KAS
29
Kestra Advisory Services
Texas
$599K -$125K -2,382 -17%
FTUS
30
Flow Traders U.S.
New York
$588K -$232K -4,437 -29%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$574K -$1.47M -28,173 -72%
ARC
32
Advisor Resource Council
Texas
$562K +$554K +10,588 New
MCM
33
MAI Capital Management
Ohio
$491K – – –
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$484K -$1.15M -22,035 -71%
Goldman Sachs
35
Goldman Sachs
New York
$479K +$472K +9,021 New
OC
36
Oppenheimer & Co
New York
$478K +$471K +9,003 New
MRCM
37
M&R Capital Management
New Jersey
$449K – – –
CPIG
38
Chicago Partners Investment Group
Illinois
$422K +$50.6K +967 +13%
DADC
39
D.A. Davidson & Co
Montana
$417K -$837 -16 -0.2%
WFA
40
WMG Financial Advisors
Tennessee
$368K +$363K +6,936 New
PB
41
Pinnacle Bancorp
Nebraska
$356K – – –
KPWS
42
Kestra Private Wealth Services
Texas
$314K -$3.09K -59 -1%
SMC
43
Smith, Moore & Co
Missouri
$312K +$1.41K +27 +0.5%
AWM
44
AE Wealth Management
Kansas
$263K +$259K +4,944 New
NWM
45
Northwest Wealth Management
Iowa
$251K +$247K +4,729 New
HighTower Advisors
46
HighTower Advisors
Illinois
$247K +$246K +4,706 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$245K -$1.33M -25,448 -85%
WWMSC
48
Wagner Wealth Management (South Carolina)
South Carolina
$243K +$15.4K +295 +7%
AWA
49
Arkadios Wealth Advisors
Georgia
$238K +$837 +16 +0.4%
IWA
50
Intercontinental Wealth Advisors
Texas
$212K +$209K +4,000 New
1
2
3

FYT Hedge Fund Activity: Q4 2021 in Review

62 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2021, worth a combined $159M — up 0.97% from $158M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYT positions and 6 closed out — a net gain of 7 holders — while 22 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.01M. The largest seller was Stifel Financial, cutting an estimated $6.11M.

  • 62 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2021, up from 55 in Q3 2021.
  • Funds reported $159M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2021, up 0.97% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +7 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $5.01M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2021 was Stifel Financial, an estimated $6.11M sold.

Based on aggregated 13F filings for Q4 2021.