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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

62 hedge funds and large institutions have $159M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
22
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$24.5M
2
Citadel Advisors
Citadel Advisors
Florida
$2.11M
3
Wells Fargo
Wells Fargo
California
$26.4M
4
LPL Financial
LPL Financial
California
$19.8M
5
GVAG
Great Valley Advisor Group
Delaware
$12.2M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$2.19M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$9.91M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.12M
4
HIS
Harvest Investment Services
Illinois
$0
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$574K
Name Holding Trade Value Shares
Change 		Shares
Change %
PWP
26
Pursue Wealth Partners
California
$796K +$796K +15,000 New
TCM
27
Triumph Capital Management
Colorado
$707K +$707K +13,323 New
SFP
28
Sweet Financial Partners
Minnesota
$618K +$618K +11,640 New
KAS
29
Kestra Advisory Services
Texas
$599K -$126K -2,382 -17%
FTUS
30
Flow Traders U.S.
New York
$588K -$235K -4,437 -29%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$574K -$1.49M -28,173 -72%
ARC
32
Advisor Resource Council
Texas
$562K +$562K +10,588 New
MCM
33
MAI Capital Management
Ohio
$491K – – –
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$484K -$1.17M -22,035 -71%
Goldman Sachs
35
Goldman Sachs
New York
$479K +$479K +9,021 New
OC
36
Oppenheimer & Co
New York
$478K +$478K +9,003 New
MRCM
37
M&R Capital Management
New Jersey
$449K – – –
CPIG
38
Chicago Partners Investment Group
Illinois
$422K +$49.4K +967 +13%
DADC
39
D.A. Davidson & Co
Montana
$417K -$849 -16 -0.2%
WFA
40
WMG Financial Advisors
Tennessee
$368K +$368K +6,936 New
PB
41
Pinnacle Bancorp
Nebraska
$356K – – –
KPWS
42
Kestra Private Wealth Services
Texas
$314K -$3.13K -59 -1%
SMC
43
Smith, Moore & Co
Missouri
$312K +$1.44K +27 +0.5%
AWM
44
AE Wealth Management
Kansas
$263K +$263K +4,944 New
NWM
45
Northwest Wealth Management
Iowa
$251K +$251K +4,729 New
HighTower Advisors
46
HighTower Advisors
Illinois
$247K +$247K +4,706 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$245K -$1.35M -25,448 -85%
WWM
48
Wagner Wealth Management
South Carolina
$243K +$15.7K +295 +7%
AWA
49
Arkadios Wealth Advisors
Georgia
$238K +$848 +16 +0.4%
IWA
50
Intercontinental Wealth Advisors
Texas
$212K +$212K +4,000 New
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