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First Trust Small Cap Value AlphaDEX Fund

55 hedge funds and large institutions have $158M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.61% less ownership

Funds ownership: 74.29%68.68% (-5.6%)

19% less funds holding

Funds holding: 6855 (-13)

34% less capital invested

Capital invested by funds: $240M → $158M (-$82.5M)

48% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 29

76% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 17

Holders
55
Holders Change
-13
Holders Change %
-19.12%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
29
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFD
26
Creative Financial Designs
Indiana
$980K +$2.25K +45 +0.2%
FTUS
27
Flow Traders U.S.
New York
$774K +$777K +15,517 New
SWM
28
Spire Wealth Management
Virginia
$725K +$210K +4,202 +41%
KAS
29
Kestra Advisory Services
Texas
$682K -$176K -3,519 -20%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$669K -$585K -11,675 -47%
OMC
31
Old Mission Capital
Illinois
$520K -$918K -18,341 -64%
JIP
32
Jaffetilchin Investment Partners
Florida
$517K +$519K +10,362 New
MCM
33
MAI Capital Management
Ohio
$462K
Citadel Advisors
34
Citadel Advisors
Florida
$450K -$275K -5,492 -38%
MRCM
35
M&R Capital Management
New Jersey
$422K -$4.76K -95 -1%
CPIG
36
Chicago Partners Investment Group
Illinois
$396K +$2.3K +46 +0.6%
DADC
37
D.A. Davidson & Co
Montana
$393K -$551 -11 -0.1%
PB
38
Pinnacle Bancorp
Nebraska
$334K
KPWS
39
Kestra Private Wealth Services
Texas
$298K -$28.7K -573 -9%
SMC
40
Smith, Moore & Co
Missouri
$292K +$15.9K +317 +6%
PA
41
PFG Advisors
Arizona
$259K -$66.9K -1,337 -20%
AWA
42
Arkadios Wealth Advisors
Georgia
$223K +$20.5K +410 +10%
WWMSC
43
Wagner Wealth Management (South Carolina)
South Carolina
$221K +$9.61K +192 +5%
SFPG
44
Stonebridge Financial Planning Group
Florida
$147K -$32.5K -650 -19%
FFA
45
Founders Financial Alliance
North Carolina
$139K
CWM
46
Cranbrook Wealth Management
Michigan
$91K
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$69K +$100 +2 +0.1%
CFGS
48
Concourse Financial Group Securities
Alabama
$61K -$4.86K -97 -7%
Fidelity Investments
49
Fidelity Investments
Massachusetts
$59K +$7.51K +150 +14%
GRP
50
Global Retirement Partners
California
$32K -$12.5K -249 -28%

FYT Hedge Fund Activity: Q3 2021 in Review

55 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2021, worth a combined $158M — down 34% from $240M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYT and 4 opened new positions — a net loss of 13 holders — while 29 trimmed existing stakes and 15 added.

The largest buyer was Great Valley Advisor Group, adding an estimated $817K. The largest seller was Wells Fargo, cutting an estimated $17.1M.

  • 55 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2021, down from 68 in Q2 2021.
  • Funds reported $158M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2021, down 34% quarter-over-quarter.
  • 4 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2021 and 17 closed out, a net change of -13 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2021 was Great Valley Advisor Group, an estimated $817K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2021 was Wells Fargo, an estimated $17.1M sold.

Based on aggregated 13F filings for Q3 2021.