First Trust Small Cap Value AlphaDEX Fund
FYT
33 hedge funds and large institutions have $27.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 3 closing their positions.
133% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 3
44% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 9
10% more funds holding
Funds holding: 30 → 33 (+3)
3% less capital invested
Capital invested by funds: $28M → $27.3M (-$708K)
3.19% less ownership
Funds ownership: 58.38% → 55.19% (-3.2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$2.1M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$407K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$333K |
| 4 |
M&T Bank
Buffalo,
New York
|
+$219K |
| 5 |
SG Americas Securities
New York
|
+$170K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.42M |
| 2 |
LPL Financial
San Diego,
California
|
-$1.88M |
| 3 |
Goldman Sachs
New York
|
-$452K |
| 4 |
Morgan Stanley
New York
|
-$255K |
| 5 |
LWAC
Laurel Wealth Advisors (California)
Solana Beach,
California
|
-$216K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $102K | +$9.19K | +324 | +10% |
|
|
WA
27
WFG Advisors
Dallas,
Texas
| $94K | +$1.7K | +60 | +2% |
|
|
IA
28
IFP Advisors
Tampa,
Florida
| $64K | +$57.1K | +2,015 | +822% |
|
|
GWM
29
Geneos Wealth Management
Englewood,
Colorado
| $55K | +$21.3K | +750 | +63% |
|
30
Creative Planning
Overland Park,
Kansas
| $13K | – | – | – |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| $9K | +$8.53K | +301 | New |
|
|
BIG
32
Bellwether Investment Group
Chattanooga,
Tennessee
| $6K | +$5.9K | +208 | New |
|
|
33
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$2.42M | -85,256 | Closed |
|
|
LWAC
34
Laurel Wealth Advisors (California)
Solana Beach,
California
| – | -$216K | -7,615 | Closed |
|
|
AIG
35
American International Group
New York
| – | -$144K | -5,066 | Closed |
|
FYT Hedge Fund Activity: Q2 2016 in Review
33 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2016, worth a combined $27.3M — down 2.5% from $28M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new FYT positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 9 trimmed.
The largest buyer was Wells Fargo, adding an estimated $2.1M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.42M sold.
- 33 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2016, up from 30 in Q1 2016.
- Funds reported $27.3M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2016, down 2.5% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2016 and 3 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2016 was Wells Fargo, an estimated $2.1M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2016 was Susquehanna International Group, an estimated $2.42M sold.
Based on aggregated 13F filings for Q2 2016.