First Trust Small Cap Value AlphaDEX Fund
FYT
31 hedge funds and large institutions have $28.6M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 4 closing their positions.
50% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 4
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
3% more funds holding
Funds holding: 30 → 31 (+1)
7.39% less ownership
Funds ownership: 58.24% → 50.85% (-7.4%)
35% less capital invested
Capital invested by funds: $44.2M → $28.6M (-$15.6M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.32M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$1.75M |
| 3 |
HF
HRT Financial
New York
|
+$1.07M |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$505K |
| 5 |
Jane Street
New York
|
+$434K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$6.74M |
| 2 |
Morgan Stanley
New York
|
-$5.65M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$2.18M |
| 4 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$1.94M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$646K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
26
Gupta Wealth Management
San Diego,
California
| $55K | – | – | – |
|
|
WA
27
WFG Advisors
Dallas,
Texas
| $30K | – | – | – |
|
28
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $13K | +$14.1K | +477 | New |
|
|
MFS
29
MSI Financial Services
Springfield,
Massachusetts
| $7K | – | – | – |
|
|
LTFS
30
Ladenburg Thalmann Financial Services
Miami,
Florida
| $6K | +$4.51K | +153 | +168% |
|
|
BTS
31
BB&T Securities
Richmond,
Virginia
| – | -$6.74M | -207,261 | Closed |
|
|
VFS
32
VSR Financial Services
Overland Park,
Kansas
| – | -$1.94M | -59,749 | Closed |
|
|
SPC
33
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$382K | -11,735 | Closed |
|
34
SG Americas Securities
New York
| – | -$259K | -7,953 | Closed |
|
FYT Hedge Fund Activity: Q3 2015 in Review
31 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2015, worth a combined $28.6M — down 35% from $44.2M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FYT positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.32M. The largest seller was BB&T Securities, exiting entirely with an estimated $6.74M sold.
- 31 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2015, up from 30 in Q2 2015.
- Funds reported $28.6M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2015, down 35% quarter-over-quarter.
- 6 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +2 holders.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2015 was Susquehanna International Group, an estimated $3.32M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2015 was BB&T Securities, an estimated $6.74M sold.
Based on aggregated 13F filings for Q3 2015.