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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

30 hedge funds and large institutions have $37.5M invested in First Trust Small Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+7
Holders Change %
+30.43%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
11
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG Americas Securities
SG Americas Securities
New York
+$2.82M
2
Wells Fargo
Wells Fargo
California
+$1.41M
3
CS
Credit Suisse
Switzerland
+$1.36M
4
IFWM
Institute for Wealth Management
Colorado
+$750K
5
Jane Street
Jane Street
New York
+$547K

Top Sellers

1
HA
Hays Advisory
Tennessee
-$21.8M
2
Morgan Stanley
Morgan Stanley
New York
-$7.44M
3
FHA
First Horizon Advisors
Tennessee
-$2.03M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.08M
5
SI
Stephens Inc
Arkansas
-$521K
Name Holding Trade Value Shares
Change 		Shares
Change %
MFS
26
MSI Financial Services
Massachusetts
$10K +$10K +305 New
DADC
27
D.A. Davidson & Co
Montana
$6K – – –
JFA
28
JNBA Financial Advisors
Minnesota
$6K +$6K +180 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$3K +$3K +91 New
BCI
30
Brinker Capital Investments
Pennsylvania
$1K +$1K +29 New
HA
31
Hays Advisory
Tennessee
– -$21.8M -667,558 Closed
FHA
32
First Horizon Advisors
Tennessee
– -$2.03M -62,542 Closed
SI
33
Stephens Inc
Arkansas
– -$521K -15,957 Closed
BRWM
34
B. Riley Wealth Management
Tennessee
– -$80K -2,452 Closed
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