B. Riley Wealth Management’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-2,452	Closed	-$80K	–	1120
2014 Q1	$80K	Buy	+2,452	New	+$80K	0.06%	352