We are live on ! Find out more
FYC icon

First Trust Small Cap Growth AlphaDEX Fund

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

0.56% more ownership

Funds ownership: 69.29%69.85% (+0.56%)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

3% less funds holding

Funds holding: 109106 (-3)

18% less capital invested

Capital invested by funds: $341M → $279M (-$61.9M)

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.42%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
101
Transamerica Financial Advisors
Florida
$7K
FFA
102
Farther Finance Advisors
California
$5.64K -$1.1M -14,589 -99%
Citigroup
103
Citigroup
New York
$4.47K
CA
104
Continuum Advisory
Idaho
$3.37K
S
105
SignatureFD
Georgia
$826
SWM
106
Spire Wealth Management
Virginia
$640
IAA
107
Independent Advisor Alliance
North Carolina
-$6.23M -80,454 Closed
FIS
108
Fischer Investment Strategies
California
-$3.95M -51,020 Closed
FFS
109
Founders Financial Securities
Maryland
-$1.72M -22,276 Closed
FFN
110
Focus Financial Network
Minnesota
-$1.02M -13,178 Closed
OC
111
Oppenheimer & Co
New York
-$419K -5,409 Closed
Wealth Enhancement Advisory Services
112
Wealth Enhancement Advisory Services
Minnesota
-$350K -4,519 Closed
WE
113
Wealth Effects
Massachusetts
-$303K -3,907 Closed
HighTower Advisors
114
HighTower Advisors
Illinois
-$264K -3,406 Closed
SF
115
Synovus Financial
Georgia
-$214K -2,761 Closed
FT
116
Fiduciary Trust
Massachusetts
-$203K -2,621 Closed
PFA
117
Plotkin Financial Advisors
Maryland
-$200K -2,583 Closed
CFGS
118
Concourse Financial Group Securities
Alabama
-$32.4K -405 Closed
PA
119
PSI Advisors
Florida
-$23.9K -309 Closed
TCG
120
Transcendent Capital Group
Oklahoma
-$1.94K -25 Closed

FYC Hedge Fund Activity: Q1 2025 in Review

106 of the 7,466 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2025, worth a combined $279M — down 18% from $341M a quarter earlier.

Fund positioning in FYC was balanced in Q1 2025: 14 funds opened new positions, 14 closed out, 43 added to existing stakes and 36 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.22M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 106 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2025, down from 109 in Q4 2024.
  • Funds reported $279M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2025, down 18% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2025 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2025 was Stifel Financial, an estimated $6.22M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2025 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2025.