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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$5.66M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$3.11M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.38M
4
EH
Equitable Holdings
New York
+$1.48M
5
RIS
Richmond Investment Services
Wisconsin
+$1.43M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$16.6M
2
IAA
Independent Advisor Alliance
North Carolina
-$6.23M
3
FIS
Fischer Investment Strategies
California
-$3.95M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.45M
5
Goldman Sachs
Goldman Sachs
New York
-$2.97M
Name Holding Trade Value Shares
Change 		Shares
Change %
TFA
101
Transamerica Financial Advisors
Florida
$7K – – –
FFA
102
Farther Finance Advisors
California
$5.64K -$1M -14,589 -99%
Citigroup
103
Citigroup
New York
$4.47K – – –
CA
104
Continuum Advisory
Idaho
$3.37K – – –
S
105
SignatureFD
Georgia
$826 – – –
SWM
106
Spire Wealth Management
Virginia
$640 – – –
IAA
107
Independent Advisor Alliance
North Carolina
– -$6.23M -80,454 Closed
FIS
108
Fischer Investment Strategies
California
– -$3.95M -51,020 Closed
FFS
109
Founders Financial Securities
Maryland
– -$1.72M -22,276 Closed
FFN
110
Focus Financial Network
Minnesota
– -$1.02M -13,178 Closed
OC
111
Oppenheimer & Co
New York
– -$419K -5,409 Closed
Wealth Enhancement Advisory Services
112
Wealth Enhancement Advisory Services
Minnesota
– -$350K -4,519 Closed
WE
113
Wealth Effects
Massachusetts
– -$303K -3,907 Closed
HighTower Advisors
114
HighTower Advisors
Illinois
– -$264K -3,406 Closed
SF
115
Synovus Financial
Georgia
– -$214K -2,761 Closed
FT
116
Fiduciary Trust
Massachusetts
– -$203K -2,621 Closed
PFA
117
Plotkin Financial Advisors
Maryland
– -$200K -2,583 Closed
CFGS
118
Concourse Financial Group Securities
Alabama
– -$32.4K -405 Closed
PA
119
PSI Advisors
Florida
– -$23.9K -309 Closed
TCG
120
Transcendent Capital Group
Oklahoma
– -$1.94K -25 Closed
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