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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

93 hedge funds and large institutions have $246M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 9 closing their positions.

Holders
93
Holders Change
+15
Holders Change %
+19.23%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
26
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Avestar Capital
New York
$7.88M
2
MIAN
2
Mariner Independent Advisor Network
Kansas
$3.22M
3
Citadel Advisors
3
Citadel Advisors
Florida
$2.48M
4
Wells Fargo
4
Wells Fargo
California
$16.4M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.99M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$4.46M
2
Truist Financial
2
Truist Financial
North Carolina
$6.16M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.14M
4
KPWS
4
Kestra Private Wealth Services
Texas
$0
5
HIS
5
Harvest Investment Services
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LWM
101
Liberty Wealth Management
California
– – -143 Closed
CFGS
102
Concourse Financial Group Securities
Alabama
– – – –
AWM
103
Accel Wealth Management
Iowa
$0 6 +6 New
1 2 3 4
5