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First Trust Small Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $114M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0% more capital invested

Capital invested by funds: $114M → $114M (+$491K)

0% more funds holding

Funds holding: 7272 (0)

5.05% less ownership

Funds ownership: 60.23%55.19% (-5%)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
23
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
76
Cetera Advisors
Colorado
-$208K -3,866 Closed
WW
77
Waterfront Wealth
Kansas
-$220K -3,730 Closed
NFSG
78
Newbridge Financial Services Group
Florida
-$54K -1,000 Closed
OIA
79
Optimum Investment Advisors
Illinois
-$6K -110 Closed
VF
80
VitalStone Financial
Texas
+$399 +7 New

FYC Hedge Fund Activity: Q4 2022 in Review

72 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2022, worth a combined $114M — up 0.43% from $114M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYC positions and 8 closed out — a net gain of 2 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.13M. The largest seller was J. Arnold Wealth Management, cutting an estimated $9.04M.

  • 72 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $114M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2022, up 0.43% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2022 and 8 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2022 was Wells Fargo, an estimated $5.13M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $9.04M sold.

Based on aggregated 13F filings for Q4 2022.