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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

45 hedge funds and large institutions have $99.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
14
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$6M
2
LPL Financial
2
LPL Financial
California
$15.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$28.9M
4
UBS Group
4
UBS Group
Switzerland
$6.37M
5
Bank of America
5
Bank of America
North Carolina
$14.6M

Top Sellers

1
SAM
1
Shamrock Asset Management
Texas
$2.74M
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
MML Investors Services
4
MML Investors Services
Massachusetts
$0
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CS
51
Credit Suisse
Switzerland
– – -5,019 Closed
SG Americas Securities
52
SG Americas Securities
New York
– – -4,825 Closed
WEC
53
Winslow Evans & Crocker
Massachusetts
– – -126 Closed
Parallax Volatility Advisers
54
Parallax Volatility Advisers
California
$0 1 – –
1 2
3