First Trust Small Cap Growth AlphaDEX Fund
45 hedge funds and large institutions have $99.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 9 closing their positions.
67% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 9
22% more capital invested
Capital invested by funds: $81.3M → $99.6M (+$18.2M)
15% more funds holding
Funds holding: 39 → 45 (+6)
4.26% more ownership
Funds ownership: 62.66% → 66.92% (+4.3%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$5.42M |
| 2 |
LPL Financial
San Diego,
California
|
+$4.96M |
| 3 |
Morgan Stanley
New York
|
+$3.63M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$3.6M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$1.77M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
Shamrock Asset Management
Dallas,
Texas
|
-$2.86M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$967K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$821K |
| 4 |
MML Investors Services
Springfield,
Massachusetts
|
-$647K |
| 5 |
VF
Virtu Financial
New York
|
-$582K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CS
51
Credit Suisse
Zurich,
Switzerland
| – | -$207K | -5,019 | Closed |
|
52
SG Americas Securities
New York
| – | -$199K | -4,825 | Closed |
|
|
WEC
53
Winslow Evans & Crocker
Boston,
Massachusetts
| – | -$5.15K | -126 | Closed |
|
FYC Hedge Fund Activity: Q4 2017 in Review
45 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2017, worth a combined $99.6M — up 22% from $81.3M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new FYC positions and 9 closed out — a net gain of 6 holders — while 14 added to existing stakes and 14 trimmed.
The largest buyer was Cambridge Investment Research Advisors, adding an estimated $5.42M. The largest seller was Shamrock Asset Management, cutting an estimated $2.86M.
- 45 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2017, up from 39 in Q3 2017.
- Funds reported $99.6M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2017, up 22% quarter-over-quarter.
- 15 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2017 and 9 closed out, a net change of +6 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2017 was Cambridge Investment Research Advisors, an estimated $5.42M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2017 was Shamrock Asset Management, an estimated $2.86M sold.
Based on aggregated 13F filings for Q4 2017.