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First Trust Small Cap Growth AlphaDEX Fund

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

0.56% more ownership

Funds ownership: 69.29%69.85% (+0.56%)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

3% less funds holding

Funds holding: 109106 (-3)

18% less capital invested

Capital invested by funds: $341M → $279M (-$61.9M)

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.42%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$2.28M +$340K +4,500 +16%
MI
27
Moneywise Inc
Virginia
$2.01M -$177K -2,340 -7%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.48M +$536K +7,094 +49%
ATPW
29
Ashton Thomas Private Wealth
Arizona
$1.46M +$1.19M +15,743 +286%
GWM
30
Geneos Wealth Management
Colorado
$1.45M +$973K +12,876 +158%
BEI
31
Benjamin Edwards Inc
Missouri
$1.43M -$1.78M -23,623 -53%
HA
32
HFG Advisors
Ohio
$1.42M +$28.7K +380 +2%
US Bancorp
33
US Bancorp
Minnesota
$1.4M -$95.1K -1,259 -6%
HI
34
Harbour Investments
Wisconsin
$1.39M +$1.24M +16,350 +417%
KAS
35
Kestra Advisory Services
Texas
$1.18M +$10.7K +142 +0.8%
SPIA
36
Steward Partners Investment Advisory
New York
$1.16M -$302 -4 -0%
MIM
37
MTM Investment Management
South Carolina
$1.14M -$17.4K -230 -1%
MA
38
MONECO Advisors
Connecticut
$997K -$98.4K -1,303 -8%
GSC
39
G&S Capital
Colorado
$983K +$21.8K +288 +2%
Jane Street
40
Jane Street
New York
$972K -$1.72M -22,728 -62%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$802K +$348K +4,610 +65%
SEM
42
Strategic Equity Management
Arizona
$688K -$94.1K -1,245 -11%
GWP
43
Gateway Wealth Partners
Wisconsin
$648K -$9.07K -120 -1%
AIP
44
Ameritas Investment Partners
Nebraska
$621K +$682K +9,025 New
NP
45
Nilsine Partners
Colorado
$579K +$57.8K +765 +10%
IWN
46
Independent Wealth Network
Iowa
$549K +$24.3K +322 +4%
MML Investors Services
47
MML Investors Services
Massachusetts
$543K +$35K +463 +6%
CPA
48
Clear Point Advisors
New York
$543K -$42.2K -558 -7%
WWM
49
Western Wealth Management
Colorado
$537K +$1.74K +23 +0.3%
VIPI
50
Vista Investment Partners II
Indiana
$516K +$566K +7,494 New

FYC Hedge Fund Activity: Q1 2025 in Review

106 of the 7,466 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2025, worth a combined $279M — down 18% from $341M a quarter earlier.

Fund positioning in FYC was balanced in Q1 2025: 14 funds opened new positions, 14 closed out, 43 added to existing stakes and 36 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.22M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 106 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2025, down from 109 in Q4 2024.
  • Funds reported $279M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2025, down 18% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2025 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2025 was Stifel Financial, an estimated $6.22M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2025 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2025.