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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

76 hedge funds and large institutions have $159M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 21 increasing their positions, 29 reducing their positions, and 5 closing their positions.

Holders
76
Holders Change
+10
Holders Change %
+15.15%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
15
Increased
21
Reduced
29
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.8M
2
CIA
2
Concurrent Investment Advisors
Florida
$5.21M
3
LPL Financial
3
LPL Financial
California
$28.8M
4
Wells Fargo
4
Wells Fargo
California
$5.57M
5
KWM
5
Kingsview Wealth Management
Oregon
$3.57M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
IWP
2
IAG Wealth Partners
Wisconsin
$66.6K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$348K
4
DF
4
Dunhill Financial
United Kingdom
$529K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$3.06M
Name Market Value Shares Shares
Change 		Shares
Change %
HA
26
HFG Advisors
Ohio
$1.15M 18,267 +314 +2%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.09M 17,387 +2,289 +15%
Millennium Management
28
Millennium Management
New York
$943K 14,982 +14,982 New
KAS
29
Kestra Advisory Services
Texas
$928K 14,748 -3,918 -21%
WH
30
Willner & Heller
California
$551K 8,749 +8,749 New
MML Investors Services
31
MML Investors Services
Massachusetts
$544K 8,650 -2,440 -22%
DF
32
Dunhill Financial
United Kingdom
$529K 8,410 -18,652 -69%
CPA
33
Clear Point Advisors
New York
$527K 8,372 +8,372 New
GWM
34
Geneos Wealth Management
Colorado
$521K 8,287 +1,623 +24%
CCA
35
Clearwater Capital Advisors
Illinois
$509K 8,097 – –
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$409K 6,500 -738 -10%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$404K 6,415 – –
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$348K 5,536 -20,320 -79%
IWN
39
Independent Wealth Network
Iowa
$344K 5,474 -1,403 -20%
SG
40
Strid Group
Pennsylvania
$338K 5,377 -928 -15%
PFS
41
Prospera Financial Services
Texas
$305K 4,850 +4,850 New
IWM
42
IHT Wealth Management
Illinois
$296K 4,700 -1,341 -22%
AWS
43
Atria Wealth Solutions
New York
$291K 4,632 – –
PB
44
Pinnacle Bancorp
Nebraska
$279K 4,439 – –
QPW
45
Quantum Private Wealth
Florida
$262K 4,157 -47 -1%
AWA
46
Arkadios Wealth Advisors
Georgia
$253K 4,022 +4,022 New
FAIM
47
Financial Advocates Investment Management
Washington
$245K 3,898 -107 -3%
T
48
Tidemark
California
$235K 3,731 +3,731 New
CWM
49
Cornerstone Wealth Management
Missouri
$225K 3,580 +1 +0%
CA
50
Cetera Advisors
Colorado
$215K 3,424 +3,424 New
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