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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

66 hedge funds and large institutions have $150M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 21 reducing their positions, and 7 closing their positions.

Holders
66
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
26
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$25.1M
2
JAWM
2
J. Arnold Wealth Management
Ohio
$11.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.36M
4
CAN
4
Cetera Advisor Networks
California
$854K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.46M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.73M
2
LPL Financial
2
LPL Financial
California
$21.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.95M
4
AWS
4
Atria Wealth Solutions
New York
$261K
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.11M
Name Market Value Shares Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$1.05M 18,629 -30 -0.2%
KAS
27
Kestra Advisory Services
Texas
$1.05M 18,666 +1,005 +6%
HA
28
HFG Advisors
Ohio
$1.01M 17,953 +101 +0.6%
CAN
29
Cetera Advisor Networks
California
$854K 15,145 +15,145 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$851K 15,098 -1,150 -7%
FTUS
31
Flow Traders U.S.
New York
$769K 13,646 +3,998 +41%
TRCT
32
Tower Research Capital (TRC)
New York
$769K 13,644 +1,051 +8%
MML Investors Services
33
MML Investors Services
Massachusetts
$625K 11,090 +1,990 +22%
Stifel Financial
34
Stifel Financial
Missouri
$608K 10,793 +1,396 +15%
AAS
35
Avantax Advisory Services
Texas
$459K 8,148 +906 +13%
CCA
36
Clearwater Capital Advisors
Illinois
$456K 8,097 -1,081 -12%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$408K 7,238 -3,907 -35%
IWN
38
Independent Wealth Network
Iowa
$388K 6,877 +190 +3%
GWM
39
Geneos Wealth Management
Colorado
$376K 6,664 +453 +7%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$362K 6,415 -200 -3%
SG
41
Strid Group
Pennsylvania
$355K 6,305 – –
IWM
42
IHT Wealth Management
Illinois
$340K 6,041 +620 +11%
AWS
43
Atria Wealth Solutions
New York
$261K 4,632 -14,748 -76%
PB
44
Pinnacle Bancorp
Nebraska
$246K 4,439 +4,439 New
QPW
45
Quantum Private Wealth
Florida
$237K 4,204 – –
FAIM
46
Financial Advocates Investment Management
Washington
$226K 4,005 -302 -7%
CWM
47
Cornerstone Wealth Management
Missouri
$202K 3,579 -140 -4%
WWM
48
Wagner Wealth Management
South Carolina
$186K 3,309 -104 -3%
HI
49
Harbour Investments
Wisconsin
$147K 2,615 -142 -5%
FFA
50
Founders Financial Alliance
North Carolina
$116K 2,065 – –
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