First Trust Small Cap Growth AlphaDEX Fund
30 hedge funds and large institutions have $65.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.
250% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 2
160% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 5
54% more capital invested
Capital invested by funds: $42.8M → $65.7M (+$23M)
20% more funds holding
Funds holding: 25 → 30 (+5)
13.92% more ownership
Funds ownership: 64.89% → 78.81% (+14%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$6.36M |
| 2 |
Morgan Stanley
New York
|
+$6.31M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$2.73M |
| 4 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.86M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$907K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$298K |
| 2 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$185K |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$62.5K |
| 4 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$42.6K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$16.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIG
26
American International Group
New York
| $30K | -$6.96K | -225 | -19% |
|
27
Citigroup
New York
| $9K | – | – | – |
|
|
WRM
28
Westport Resources Management
Westport,
Connecticut
| $9K | – | – | – |
|
|
WEC
29
Winslow Evans & Crocker
Boston,
Massachusetts
| $3.05K | – | – | – |
|
|
30
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$298K | -10,222 | Closed |
|
31
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$13K | -450 | Closed |
|
FYC Hedge Fund Activity: Q4 2015 in Review
30 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2015, worth a combined $65.7M — up 54% from $42.8M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new FYC positions and 2 closed out — a net gain of 5 holders — while 13 added to existing stakes and 5 trimmed.
The largest buyer was LPL Financial, adding an estimated $6.36M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $298K sold.
- 30 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2015, up from 25 in Q3 2015.
- Funds reported $65.7M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2015, up 54% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2015 and 2 closed out, a net change of +5 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $6.36M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2015 was Susquehanna International Group, an estimated $298K sold.
Based on aggregated 13F filings for Q4 2015.