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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$4.96M +$233K +5,294 +5%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$4.62M -$898K -20,419 -16%
VFA
28
Voya Financial Advisors
Connecticut
$4.5M +$4.14M +94,094 +1,024%
SIM
29
SSI Investment Management
California
$4.27M -$3.94M -89,612 -48%
SG Americas Securities
30
SG Americas Securities
New York
$4.25M +$4.32M +98,266 New
FA
31
FDx Advisors
Illinois
$3.9M +$3.97M +90,183 New
MFS
32
MSI Financial Services
Massachusetts
$3.84M +$2.25M +51,072 +136%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$3.82M +$2.33M +52,925 +150%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$3.77M -$2.99M -68,018 -44%
AIG
35
American International Group
New York
$3.7M +$229K +5,218 +6%
LPT
36
Legacy Private Trust
Wisconsin
$3.54M +$1.1M +25,034 +44%
Citadel Advisors
37
Citadel Advisors
Florida
$3.39M +$1.52M +34,665 +79%
IH
38
IFC Holdings
Florida
$3.24M +$278K +6,328 +9%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$3.04M +$3.09M +70,345 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$2.81M +$42.7K +971 +2%
DADC
41
D.A. Davidson & Co
Montana
$2.38M +$14K +319 +0.6%
CAN
42
Cetera Advisor Networks
California
$2.38M -$3.18M -72,255 -57%
Citigroup
43
Citigroup
New York
$2.13M -$809K -18,405 -27%
Jane Street
44
Jane Street
New York
$2.07M -$643K -14,618 -23%
JP Morgan Chase
45
JP Morgan Chase
New York
$1.95M -$203K -4,623 -9%
BAAM
46
Baker Avenue Asset Management
California
$1.86M -$142K -3,239 -7%
US Bancorp
47
US Bancorp
Minnesota
$1.69M +$390K +8,877 +30%
VFS
48
VSR Financial Services
Kansas
$1.67M +$1.69M +38,478 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$1.64M -$110K -2,506 -6%
WA
50
WFG Advisors
Texas
$1.55M -$26.9K -611 -2%