SG Americas Securities’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

SG Americas Securities’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-18,315	Closed	-$1.14M	–	3120
2018 Q3	$1.14M	Buy	+18,315	New	+$1.13M	0.01%	1590
2018 Q1	–	Sell	-10,048	Closed	-$588K	–	3326
2017 Q4	$588K	Buy	10,048 +1,036	+11%	+$58.9K	0.01%	1741
2017 Q3	$495K	Sell	9,012 -4,455	-33%	-$240K	﹤0.01%	1858
2017 Q2	$716K	Sell	13,467 -5,944	-31%	-$311K	0.01%	1627
2017 Q1	$1M	Sell	19,411 -1,500	-7%	-$76.2K	0.01%	1364
2016 Q4	$1.02M	Buy	20,911 +200	+1%	+$9.51K	0.01%	1291
2016 Q3	$968K	Buy	20,711 +15,494	+297%	+$722K	0.01%	1193
2016 Q2	$235K	Buy	+5,217	New	+$232K	﹤0.01%	2043
2016 Q1	–	Sell	-98,266	Closed	-$4.25M	–	3032
2015 Q4	$4.25M	Buy	+98,266	New	+$4.32M	0.03%	435

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

SG Americas Securities's FEX Position: Q4 2018 in Review

SG Americas Securities sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2018, closing a stake of 18,315 shares — an estimated $1.14M sold.

SG Americas Securities first reported a position in FEX in Q4 2015 and held it in 9 quarters. The position peaked at $4.25M in Q4 2015. 141 funds tracked by Wall St. Rank hold FEX as of Q4 2018.

SG Americas Securities reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
SG Americas Securities sold 18,315 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $1.14M.
SG Americas Securities first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2015 and held it in 9 quarters.
SG Americas Securities's First Trust Large Cap Core AlphaDEX Fund position peaked at $4.25M in Q4 2015.
141 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2018.

Based on SG Americas Securities's 13F filing for Q4 2018, filed 1 Feb 2019.