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First Trust Emerging Markets Small Cap AlphaDEX Fund

42 hedge funds and large institutions have $86.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

24% more capital invested

Capital invested by funds: $69.7M → $86.7M (+$17M)

5.11% more ownership

Funds ownership: 51.82%56.94% (+5.1%)

2% more funds holding

Funds holding: 4142 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
12
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$367K -$58.6K -1,600 -15%
WWM
27
Western Wealth Management
Colorado
$360K -$10.6K -289 -3%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$339K +$302K +8,259 New
CIBC World Market
29
CIBC World Market
Ontario, Canada
$326K +$291K +7,942 New
MRCM
30
M&R Capital Management
New Jersey
$297K
HighTower Advisors
31
HighTower Advisors
Illinois
$284K +$256K +6,985 New
TCWA
32
Ten Capital Wealth Advisors
Washington
$264K -$36K -983 -13%
PAG
33
Private Advisor Group
New Jersey
$246K +$220K +5,998 New
CFGS
34
Concourse Financial Group Securities
Alabama
$232K +$92.5K +2,526 +81%
HWM
35
Holloway Wealth Management
Florida
$113K
GRP
36
Global Retirement Partners
California
$63K
AWA
37
Arkadios Wealth Advisors
Georgia
$31K +$183 +5 +0.6%
AIP
38
Ameritas Investment Partners
Nebraska
$29K
SPIA
39
Steward Partners Investment Advisory
New York
$21K -$1.28K -35 -7%
HNB
40
Huntington National Bank
Ohio
$19K
HCP
41
Hexagon Capital Partners
Arkansas
$17K
APA
42
American Portfolios Advisors
New York
$6.16K
IA
43
IFP Advisors
Florida
$2K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$2.8M -83,350 Closed
Citadel Advisors
45
Citadel Advisors
Florida
-$231K -6,872 Closed
PFS
46
Prospera Financial Services
Texas
-$54K -1,595 Closed
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
-$21K -638 Closed
LFG
48
Larson Financial Group
Missouri
-$2K -58 Closed

FEMS Hedge Fund Activity: Q4 2020 in Review

42 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2020, worth a combined $86.7M — up 24% from $69.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FEMS positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 16 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.41M. The largest seller was Bank of America, cutting an estimated $11.1M.

  • 42 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2020, up from 41 in Q3 2020.
  • Funds reported $86.7M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2020, up 24% quarter-over-quarter.
  • 7 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2020 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2020 was Royal Bank of Canada, an estimated $5.41M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2020 was Bank of America, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2020.