FEMS icon

First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

48 hedge funds and large institutions have $59.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FTUS
Flow Traders U.S.
New York
+$1.1M
2
Morgan Stanley
Morgan Stanley
New York
+$724K
3
GVAG
Great Valley Advisor Group
Delaware
+$707K
4
CG
Colony Group
Massachusetts
+$435K
5
Wells Fargo
Wells Fargo
California
+$357K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$5.7M
2
UBS Group
UBS Group
Switzerland
-$4.92M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.8M
4
Bank of America
Bank of America
North Carolina
-$2.6M
5
LPL Financial
LPL Financial
California
-$2.24M
Name Holding Trade Value Shares
Change 		Shares
Change %
BTS
26
BB&T Securities
Virginia
$276K -$11.5K -323 -4%
WWM
27
Western Wealth Management
Colorado
$270K +$744 +21 +0.3%
MRCM
28
M&R Capital Management
New Jersey
$262K – – –
SS
29
Simplicity Solutions
Minnesota
$261K -$65K -1,825 -20%
3AM
30
3D Asset Management
Connecticut
$252K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$169K -$12.5K -352 -7%
CWA
32
Clarus Wealth Advisors
Arizona
$118K – – –
ZIG
33
Zurich Insurance Group
Switzerland
$112K – – –
JPMorgan Chase & Co
34
JPMorgan Chase & Co
New York
$85K – – –
CA
35
Cetera Advisors
Colorado
$57K +$57K +1,614 New
GRP
36
Global Retirement Partners
California
$56K – – –
QCIG
37
Quad-Cities Investment Group
Iowa
$54K +$5.33K +150 +11%
IA
38
IFP Advisors
Florida
$38K -$32.2K -899 -46%
MNBTD
39
Moody National Bank Trust Division
Texas
$33K +$33K +933 New
CFGS
40
Concourse Financial Group Securities
Alabama
$26K – – –
AIP
41
Ameritas Investment Partners
Nebraska
$25K +$1.88K +55 +8%
APA
42
American Portfolios Advisors
New York
$22.8K – – –
ASN
43
Advisory Services Network
Georgia
$22K +$22K +627 New
GWM
44
Geneos Wealth Management
Colorado
$17K -$17K -500 -50%
NWM
45
Northwest Wealth Management
Iowa
$10K – – –
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$3K – – –
CAL
47
Capital Analysts LLC
Pennsylvania
$1K – – –
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– -$720K -22,378 Closed
Verition Fund Management
49
Verition Fund Management
Connecticut
– -$295K -9,165 Closed
OMC
50
Old Mission Capital
Illinois
– -$229K -7,105 Closed
1
2
3