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First Trust Emerging Markets Small Cap AlphaDEX Fund

48 hedge funds and large institutions have $59.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less funds holding

Funds holding: 4948 (-1)

7.13% less ownership

Funds ownership: 45.44%38.31% (-7.1%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

16% less capital invested

Capital invested by funds: $70.9M → $59.9M (-$11M)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
26
BB&T Securities
Virginia
$276K -$11.3K -323 -4%
WWM
27
Western Wealth Management
Colorado
$270K +$732 +21 +0.3%
MRCM
28
M&R Capital Management
New Jersey
$262K
SS
29
Simplicity Solutions
Minnesota
$261K -$63.6K -1,825 -20%
3AM
30
3D Asset Management
Connecticut
$252K
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$169K -$12.3K -352 -7%
CWA
32
Clarus Wealth Advisors
Arizona
$118K
ZIG
33
Zurich Insurance Group
Switzerland
$112K
JP Morgan Chase
34
JP Morgan Chase
New York
$85K
CA
35
Cetera Advisors
Colorado
$57K +$56.3K +1,614 New
GRP
36
Global Retirement Partners
California
$56K
QCIG
37
Quad-Cities Investment Group
Iowa
$54K +$5.23K +150 +11%
IA
38
IFP Advisors
Florida
$38K -$31.3K -899 -46%
MNBTD
39
Moody National Bank Trust Division
Texas
$33K +$32.5K +933 New
CFGS
40
Concourse Financial Group Securities
Alabama
$26K
AIP
41
Ameritas Investment Partners
Nebraska
$25K +$1.92K +55 +8%
APA
42
American Portfolios Advisors
New York
$22.8K
ASN
43
Advisory Services Network
Georgia
$22K +$21.9K +627 New
GWM
44
Geneos Wealth Management
Colorado
$17K -$17.4K -500 -50%
NWM
45
Northwest Wealth Management
Iowa
$10K
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$3K
CAL
47
Capital Analysts LLC
Pennsylvania
$1K
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
-$720K -22,378 Closed
Verition Fund Management
49
Verition Fund Management
Connecticut
-$295K -9,165 Closed
OMC
50
Old Mission Capital
Illinois
-$229K -7,105 Closed

FEMS Hedge Fund Activity: Q1 2019 in Review

48 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2019, worth a combined $59.9M — down 16% from $70.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FEMS and 6 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 12 added.

The largest buyer was Flow Traders U.S., opening a new position worth an estimated $1.07M. The largest seller was Citadel Advisors, cutting an estimated $5.58M.

  • 48 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2019, down from 49 in Q4 2018.
  • Funds reported $59.9M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2019, down 16% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2019 and 7 closed out, a net change of -1 holder.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2019 was Flow Traders U.S., an estimated $1.07M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2019 was Citadel Advisors, an estimated $5.58M sold.

Based on aggregated 13F filings for Q1 2019.